LEGACY FINANCIAL GROUP LLC

Filed: 1/26/2023ACC: 0001754960-23-000039

📋 What this filing means

LEGACY FINANCIAL GROUP LLC filed this quarterly 13F‑HR report disclosing 45 equity positions with a total reported market value of $333.76M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$333.76M

Total AUM (reported)

6.59M

Total Shares

Allocation by class

S&P DIVID ETF$57.12M17.1%

CORE S&P US GWT$36.66M11.0%

SMALL CP ETF$27.70M8.3%

ISHS 5-10YR INVT$19.61M5.9%

0-5YR HI YL CP$16.41M4.9%

TIPS BD ETF$14.39M4.3%

EM EX ST-OWNED$13.48M4.0%

Portfolio Concentration

Top 3$121.48M36.4%

4–10$101.97M30.6%

11–25$95.07M28.5%

Rest$15.24M4.6%

Top 3 weight

36.4%

Top 10 weight

66.9%

Voting Authority Distribution

Total shares with voting rights: 6.59M

Sole

Full voting authority

6.56M

% of voting shares99.5%

Shared

Joint voting authority

30.19K

% of voting shares0.5%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole45

Shared0

Other0

Dominant voting typeSole · 99.5% of voting shares

Institutional Holdings45

Rows:

SPDR SER TR

SOLE

S&P DIVID ETF

Shares456.58K

TypeSH

Market value$57.12M

17.11%

Sole

455.01K

Shared

1.56K

None

0.00

ISHARES TR

SOLE

CORE S&P US GWT

Shares449.72K

TypeSH

Market value$36.66M

10.98%

Sole

448.30K

Shared

1.42K

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares150.91K

TypeSH

Market value$27.70M

8.30%

Sole

150.40K

Shared

519.00

None

0.00

ISHARES TR

SOLE

ISHS 5-10YR INVT

Shares396.03K

TypeSH

Market value$19.61M

5.87%

Sole

395.62K

Shared

404.00

None

0.00

ISHARES TR

SOLE

0-5YR HI YL CP

Shares401.30K

TypeSH

Market value$16.41M

4.92%

Sole

400.94K

Shared

351.00

None

0.00

ISHARES TR

SOLE

TIPS BD ETF

Shares135.16K

TypeSH

Market value$14.39M

4.31%

Sole

135.02K

Shared

143.00

None

0.00

WISDOMTREE TR

SOLE

EM EX ST-OWNED

Shares505.38K

TypeSH

Market value$13.48M

4.04%

Sole

503.78K

Shared

1.60K

None

0.00

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares320.20K

TypeSH

Market value$13.44M

4.03%

Sole

319.85K

Shared

348.00

None

0.00

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares61.38K

TypeSH

Market value$12.51M

3.75%

Sole

61.27K

Shared

105.00

None

0.00

ISHARES TR

SOLE

CRE U S REIT ETF

Shares245.41K

TypeSH

Market value$12.14M

3.64%

Sole

244.67K

Shared

748.00

None

0.00

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares154.96K

TypeSH

Market value$11.67M

3.50%

Sole

154.80K

Shared

162.00

None

0.00

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2025 HY

Shares518.45K

TypeSH

Market value$11.46M

3.43%

Sole

514.97K

Shared

3.47K

None

0.00

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2024 CB

Shares541.38K

TypeSH

Market value$11.09M

3.32%

Sole

537.70K

Shared

3.68K

None

0.00

INVESCO EXCH TRD SLF IDX FD

SOLE

INVSCO BLSH 26

Shares479.04K

TypeSH

Market value$10.79M

3.23%

Sole

475.68K

Shared

3.36K

None

0.00

SPDR SER TR

SOLE

BBG CONV SEC ETF

Shares120.80K

TypeSH

Market value$7.77M

2.33%

Sole

120.68K

Shared

115.00

None

0.00

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares156.73K

TypeSH

Market value$7.43M

2.23%

Sole

156.57K

Shared

164.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares18.39K

TypeSH

Market value$6.46M

1.94%

Sole

18.39K

Shared

0.00

None

0.00

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2027 CB

Shares329.85K

TypeSH

Market value$6.27M

1.88%

Sole

327.03K

Shared

2.82K

None

0.00

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2023 CB

Shares273.16K

TypeSH

Market value$5.73M

1.72%

Sole

271.30K

Shared

1.86K

None

0.00

FIRST TR EXCHNG TRADED FD VI

SOLE

CBOE VEST FD DEP

Shares269.19K

TypeSH

Market value$5.29M

1.59%

Sole

264.47K

Shared

4.72K

None

0.00

ISHARES TR

SOLE

AGGRES ALLOC ETF

Shares64.68K

TypeSH

Market value$3.86M

1.16%

Sole

64.51K

Shared

178.00

None

0.00

ISHARES TR

SOLE

CORE S&P TTL STK

Shares25.06K

TypeSH

Market value$2.13M

0.64%

Sole

24.91K

Shared

150.00

None

0.00

ISHARES TR

SOLE

CORE S&P US VLU

Shares25.32K

TypeSH

Market value$1.79M

0.54%

Sole

25.32K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE TOTAL USD

Shares37.96K

TypeSH

Market value$1.71M

0.51%

Sole

37.96K

Shared

0.00

None

0.00

ISHARES TR

SOLE

EAFE VALUE ETF

Shares35.50K

TypeSH

Market value$1.63M

0.49%

Sole

35.50K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
SPDR SER TRSOLE	S&P DIVID ETF	456.58K	SH	$57.12M 17.11%	455.01K	1.56K
ISHARES TRSOLE	CORE S&P US GWT	449.72K	SH	$36.66M 10.98%	448.30K	1.42K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	150.91K	SH	$27.70M 8.30%	150.40K	519.00
ISHARES TRSOLE	ISHS 5-10YR INVT	396.03K	SH	$19.61M 5.87%	395.62K	404.00
ISHARES TRSOLE	0-5YR HI YL CP	401.30K	SH	$16.41M 4.92%	400.94K	351.00
ISHARES TRSOLE	TIPS BD ETF	135.16K	SH	$14.39M 4.31%	135.02K	143.00
WISDOMTREE TRSOLE	EM EX ST-OWNED	505.38K	SH	$13.48M 4.04%	503.78K	1.60K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	320.20K	SH	$13.44M 4.03%	319.85K	348.00
VANGUARD INDEX FDSSOLE	MID CAP ETF	61.38K	SH	$12.51M 3.75%	61.27K	105.00
ISHARES TRSOLE	CRE U S REIT ETF	245.41K	SH	$12.14M 3.64%	244.67K	748.00
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	154.96K	SH	$11.67M 3.50%	154.80K	162.00
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2025 HY	518.45K	SH	$11.46M 3.43%	514.97K	3.47K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2024 CB	541.38K	SH	$11.09M 3.32%	537.70K	3.68K
INVESCO EXCH TRD SLF IDX FDSOLE	INVSCO BLSH 26	479.04K	SH	$10.79M 3.23%	475.68K	3.36K
SPDR SER TRSOLE	BBG CONV SEC ETF	120.80K	SH	$7.77M 2.33%	120.68K	115.00
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	156.73K	SH	$7.43M 2.23%	156.57K	164.00
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	18.39K	SH	$6.46M 1.94%	18.39K	0.00
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2027 CB	329.85K	SH	$6.27M 1.88%	327.03K	2.82K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2023 CB	273.16K	SH	$5.73M 1.72%	271.30K	1.86K
FIRST TR EXCHNG TRADED FD VISOLE	CBOE VEST FD DEP	269.19K	SH	$5.29M 1.59%	264.47K	4.72K
ISHARES TRSOLE	AGGRES ALLOC ETF	64.68K	SH	$3.86M 1.16%	64.51K	178.00
ISHARES TRSOLE	CORE S&P TTL STK	25.06K	SH	$2.13M 0.64%	24.91K	150.00
ISHARES TRSOLE	CORE S&P US VLU	25.32K	SH	$1.79M 0.54%	25.32K	0.00
ISHARES TRSOLE	CORE TOTAL USD	37.96K	SH	$1.71M 0.51%	37.96K	0.00
ISHARES TRSOLE	EAFE VALUE ETF	35.50K	SH	$1.63M 0.49%	35.50K	0.00

Page 1 of 2