Filed: 1/28/2026ACC: 0001765380-26-000054
📋 What this filing means
LEGACY CAPITAL GROUP CALIFORNIA, INC. filed this quarterly 13F‑HR report disclosing 336 equity positions with a total reported market value of $412.71M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
336
Positions
$412.71M
Total AUM (reported)
5.80M
Total Shares
Allocation by class
COM$219.86M53.3%
CL A$27.06M6.6%
STATE STREET SPD$22.31M5.4%
COM NEW$15.08M3.7%
ULTRA SHRT ETF$11.92M2.9%
COM CL A$8.99M2.2%
SHS$6.74M1.6%
Portfolio Concentration
Top 3$67.32M16.3%
4–10$48.01M11.6%
11–25$54.33M13.2%
Rest$243.05M58.9%
Top 3 weight
16.3%
Top 10 weight
27.9%
Voting Authority Distribution
Total shares with voting rights: 5.80M
Sole
Full voting authority
929.42K
shares
% of voting shares16.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.87M
shares
% of voting shares84.0%
Investment Discretion (by position count)
Sole336
Shared0
Other0
Dominant voting typeNone · 84.0% of voting shares
Institutional Holdings336
Rows:
APPLE INC
SOLEShares126.71K
TypeSH
Market value$34.45M
8.35%
Sole
8.04K
Shared
0.00
None
118.67K
NVIDIA CORPORATION
SOLEShares101.99K
TypeSH
Market value$19.02M
4.61%
Sole
1.70K
Shared
0.00
None
100.29K
RUBRIK INC.
SOLEShares181.09K
TypeSH
Market value$13.85M
3.36%
Sole
218.00
Shared
0.00
None
180.88K
J P MORGAN EXCHANGE TRADED F
SOLEShares235.52K
TypeSH
Market value$11.92M
2.89%
Sole
14.26K
Shared
0.00
None
221.26K
SPDR SERIES TRUST
SOLEShares86.02K
TypeSH
Market value$7.86M
1.90%
Sole
7.42K
Shared
0.00
None
78.60K
ADVANCED MICRO DEVICES INC
SOLEShares34.47K
TypeSH
Market value$7.38M
1.79%
Sole
50.00
Shared
0.00
None
34.42K
SPDR SERIES TRUST
SOLEShares71.29K
TypeSH
Market value$5.72M
1.39%
Sole
16.84K
Shared
0.00
None
54.44K
SPDR SERIES TRUST
SOLEShares68.96K
TypeSH
Market value$5.69M
1.38%
Sole
16.16K
Shared
0.00
None
52.80K
MICROSOFT CORP
SOLEShares9.93K
TypeSH
Market value$4.80M
1.16%
Sole
810.00
Shared
0.00
None
9.12K
FS KKR CAP CORP
SOLEShares313.62K
TypeSH
Market value$4.64M
1.13%
Sole
126.56K
Shared
0.00
None
187.06K
JANUS DETROIT STR TR
SOLEShares89.62K
TypeSH
Market value$4.53M
1.10%
Sole
21.19K
Shared
0.00
None
68.43K
JPMORGAN CHASE & CO.
SOLEShares13.69K
TypeSH
Market value$4.41M
1.07%
Sole
1.18K
Shared
0.00
None
12.51K
PIMCO ETF TR
SOLEShares45.67K
TypeSH
Market value$4.38M
1.06%
Sole
10.68K
Shared
0.00
None
35K
PIMCO ETF TR
SOLEShares163.31K
TypeSH
Market value$4.36M
1.06%
Sole
34.09K
Shared
0.00
None
129.22K
ALPHABET INC
SOLEShares13.91K
TypeSH
Market value$4.35M
1.05%
Sole
2.90K
Shared
0.00
None
11.01K
VICTORY PORTFOLIOS II
SOLEShares105.81K
TypeSH
Market value$4.17M
1.01%
Sole
24.71K
Shared
0.00
None
81.10K
INTERNATIONAL BUSINESS MACHS
SOLEShares12.29K
TypeSH
Market value$3.64M
0.88%
Sole
1.07K
Shared
0.00
None
11.22K
GOLDMAN SACHS GROUP INC
SOLEShares4.09K
TypeSH
Market value$3.60M
0.87%
Sole
302.00
Shared
0.00
None
3.79K
CONSTELLATION ENERGY CORP
SOLEShares9.65K
TypeSH
Market value$3.41M
0.83%
Sole
785.00
Shared
0.00
None
8.86K
SPDR SERIES TRUST
SOLEShares99.03K
TypeSH
Market value$3.04M
0.74%
Sole
24.59K
Shared
0.00
None
74.44K
CITIGROUP INC
SOLEShares25.36K
TypeSH
Market value$2.96M
0.72%
Sole
2.26K
Shared
0.00
None
23.10K
EA SERIES TRUST
SOLEShares83.33K
TypeSH
Market value$2.94M
0.71%
Sole
19.51K
Shared
0.00
None
63.83K
MERCK & CO INC
SOLEShares27.80K
TypeSH
Market value$2.93M
0.71%
Sole
1.15K
Shared
0.00
None
26.65K
META PLATFORMS INC
SOLEShares4.36K
TypeSH
Market value$2.88M
0.70%
Sole
516.00
Shared
0.00
None
3.84K
SHOPIFY INC
SOLEShares17K
TypeSH
Market value$2.74M
0.66%
Sole
1.22K
Shared
0.00
None
15.78K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 126.71K | SH | $34.45M 8.35% | 8.04K | 0.00 | 118.67K |
NVIDIA CORPORATIONSOLE | COM | 101.99K | SH | $19.02M 4.61% | 1.70K | 0.00 | 100.29K |
RUBRIK INC.SOLE | CL A | 181.09K | SH | $13.85M 3.36% | 218.00 | 0.00 | 180.88K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT ETF | 235.52K | SH | $11.92M 2.89% | 14.26K | 0.00 | 221.26K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 86.02K | SH | $7.86M 1.90% | 7.42K | 0.00 | 78.60K |
ADVANCED MICRO DEVICES INCSOLE | COM | 34.47K | SH | $7.38M 1.79% | 50.00 | 0.00 | 34.42K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 71.29K | SH | $5.72M 1.39% | 16.84K | 0.00 | 54.44K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 68.96K | SH | $5.69M 1.38% | 16.16K | 0.00 | 52.80K |
MICROSOFT CORPSOLE | COM | 9.93K | SH | $4.80M 1.16% | 810.00 | 0.00 | 9.12K |
FS KKR CAP CORPSOLE | COM | 313.62K | SH | $4.64M 1.13% | 126.56K | 0.00 | 187.06K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 89.62K | SH | $4.53M 1.10% | 21.19K | 0.00 | 68.43K |
JPMORGAN CHASE & CO.SOLE | COM | 13.69K | SH | $4.41M 1.07% | 1.18K | 0.00 | 12.51K |
PIMCO ETF TRSOLE | ENHNCD LW DUR AC | 45.67K | SH | $4.38M 1.06% | 10.68K | 0.00 | 35K |
PIMCO ETF TRSOLE | MULTISECTOR BD | 163.31K | SH | $4.36M 1.06% | 34.09K | 0.00 | 129.22K |
ALPHABET INCSOLE | CAP STK CL A | 13.91K | SH | $4.35M 1.05% | 2.90K | 0.00 | 11.01K |
VICTORY PORTFOLIOS IISOLE | SHARES FREE CASH | 105.81K | SH | $4.17M 1.01% | 24.71K | 0.00 | 81.10K |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 12.29K | SH | $3.64M 0.88% | 1.07K | 0.00 | 11.22K |
GOLDMAN SACHS GROUP INCSOLE | COM | 4.09K | SH | $3.60M 0.87% | 302.00 | 0.00 | 3.79K |
CONSTELLATION ENERGY CORPSOLE | COM | 9.65K | SH | $3.41M 0.83% | 785.00 | 0.00 | 8.86K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 99.03K | SH | $3.04M 0.74% | 24.59K | 0.00 | 74.44K |
CITIGROUP INCSOLE | COM NEW | 25.36K | SH | $2.96M 0.72% | 2.26K | 0.00 | 23.10K |
EA SERIES TRUSTSOLE | ASTORIA US EQUAL | 83.33K | SH | $2.94M 0.71% | 19.51K | 0.00 | 63.83K |
MERCK & CO INCSOLE | COM | 27.80K | SH | $2.93M 0.71% | 1.15K | 0.00 | 26.65K |
META PLATFORMS INCSOLE | CL A | 4.36K | SH | $2.88M 0.70% | 516.00 | 0.00 | 3.84K |
SHOPIFY INCSOLE | CL A SUB VTG SHS | 17K | SH | $2.74M 0.66% | 1.22K | 0.00 | 15.78K |
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