LEGACY CAPITAL GROUP CALIFORNIA, INC.

Filed: 7/14/2025ACC: 0001765380-25-000250

📋 What this filing means

LEGACY CAPITAL GROUP CALIFORNIA, INC. filed this quarterly 13F‑HR report disclosing 327 equity positions with a total reported market value of $360.96M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

327

Positions

$360.96M

Total AUM (reported)

5.69M

Total Shares

Allocation by class

COM$179.94M49.9%

CL A$28.16M7.8%

ULTRA SHRT ETF$16.03M4.4%

COM NEW$15.03M4.2%

BLOOMBERG 1-3 MO$8.03M2.2%

SHS$6.98M1.9%

COM CL A$5.49M1.5%

Portfolio Concentration

Top 3$58.71M16.3%

4–10$49.97M13.8%

11–25$47.81M13.2%

Rest$204.47M56.6%

Top 3 weight

16.3%

Top 10 weight

30.1%

Voting Authority Distribution

Total shares with voting rights: 5.69M

Sole

Full voting authority

783.01K

% of voting shares13.8%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.91M

% of voting shares86.2%

Investment Discretion (by position count)

Sole327

Shared0

Other0

Dominant voting typeNone · 86.2% of voting shares

Institutional Holdings327

Rows:

APPLE INC

SOLE

COM

Shares126.23K

TypeSH

Market value$25.90M

7.18%

Sole

8.39K

Shared

0.00

None

117.84K

NVIDIA CORPORATION

SOLE

COM

Shares105K

TypeSH

Market value$16.59M

4.60%

Sole

1.59K

Shared

0.00

None

103.41K

RUBRIK INC.

SOLE

CL A

Shares181.12K

TypeSH

Market value$16.23M

4.50%

Sole

240.00

Shared

0.00

None

180.88K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares316.23K

TypeSH

Market value$16.03M

4.44%

Sole

19.47K

Shared

0.00

None

296.76K

SPDR SERIES TRUST

SOLE

BLOOMBERG 1-3 MO

Shares87.56K

TypeSH

Market value$8.03M

2.23%

Sole

10.44K

Shared

0.00

None

77.12K

MICROSOFT CORP

SOLE

COM

Shares11.53K

TypeSH

Market value$5.73M

1.59%

Sole

1.05K

Shared

0.00

None

10.48K

SPDR SERIES TRUST

SOLE

PORTFOLIO S&P500

Shares75.14K

TypeSH

Market value$5.46M

1.51%

Sole

17.11K

Shared

0.00

None

58.04K

SPDR SERIES TRUST

SOLE

PORTFOLI S&P1500

Shares72.72K

TypeSH

Market value$5.45M

1.51%

Sole

16.47K

Shared

0.00

None

56.25K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares92.87K

TypeSH

Market value$4.71M

1.31%

Sole

21.25K

Shared

0.00

None

71.61K

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares171.68K

TypeSH

Market value$4.56M

1.26%

Sole

34.29K

Shared

0.00

None

137.38K

PIMCO ETF TR

SOLE

ENHNCD LW DUR AC

Shares47.30K

TypeSH

Market value$4.53M

1.26%

Sole

10.72K

Shared

0.00

None

36.59K

JPMORGAN CHASE & CO.

SOLE

COM

Shares14.87K

TypeSH

Market value$4.31M

1.19%

Sole

1.30K

Shared

0.00

None

13.57K

FS KKR CAP CORP

SOLE

COM

Shares199.19K

TypeSH

Market value$4.13M

1.15%

Sole

98.42K

Shared

0.00

None

100.77K

VICTORY PORTFOLIOS II

SOLE

SHARES FREE CASH

Shares110.64K

TypeSH

Market value$3.91M

1.08%

Sole

25.07K

Shared

0.00

None

85.56K

INTERNATIONAL BUSINESS MACHS

SOLE

COM

Shares12.13K

TypeSH

Market value$3.57M

0.99%

Sole

1.04K

Shared

0.00

None

11.09K

BONDBLOXX ETF TRUST

SOLE

BLOOMBERG SIX MN

Shares61.97K

TypeSH

Market value$3.12M

0.86%

Sole

12.51K

Shared

0.00

None

49.45K

CONSTELLATION ENERGY CORP

SOLE

COM

Shares9.45K

TypeSH

Market value$3.05M

0.84%

Sole

773.00

Shared

0.00

None

8.67K

SPOTIFY TECHNOLOGY S A

SOLE

SHS

Shares3.90K

TypeSH

Market value$2.99M

0.83%

Sole

244.00

Shared

0.00

None

3.65K

ALPHABET INC

SOLE

CAP STK CL A

Shares16.91K

TypeSH

Market value$2.98M

0.83%

Sole

3.03K

Shared

0.00

None

13.88K

DISNEY WALT CO

SOLE

COM

Shares23.41K

TypeSH

Market value$2.90M

0.80%

Sole

2.10K

Shared

0.00

None

21.31K

EA SERIES TRUST

SOLE

ASTORIA US EQUAL

Shares87.68K

TypeSH

Market value$2.82M

0.78%

Sole

19.85K

Shared

0.00

None

67.83K

GOLDMAN SACHS GROUP INC

SOLE

COM

Shares3.75K

TypeSH

Market value$2.65M

0.74%

Sole

256.00

Shared

0.00

None

3.49K

AMAZON COM INC

SOLE

COM

Shares11.21K

TypeSH

Market value$2.46M

0.68%

Sole

1.40K

Shared

0.00

None

9.81K

OKLO INC

SOLE

COM CL A

Shares39.24K

TypeSH

Market value$2.20M

0.61%

Sole

2.84K

Shared

0.00

None

36.40K

AXON ENTERPRISE INC

SOLE

COM

Shares2.62K

TypeSH

Market value$2.17M

0.60%

Sole

249.00

Shared

0.00

None

2.37K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	126.23K	SH	$25.90M 7.18%	8.39K	117.84K
NVIDIA CORPORATIONSOLE	COM	105K	SH	$16.59M 4.60%	1.59K	103.41K
RUBRIK INC.SOLE	CL A	181.12K	SH	$16.23M 4.50%	240.00	180.88K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	316.23K	SH	$16.03M 4.44%	19.47K	296.76K
SPDR SERIES TRUSTSOLE	BLOOMBERG 1-3 MO	87.56K	SH	$8.03M 2.23%	10.44K	77.12K
MICROSOFT CORPSOLE	COM	11.53K	SH	$5.73M 1.59%	1.05K	10.48K
SPDR SERIES TRUSTSOLE	PORTFOLIO S&P500	75.14K	SH	$5.46M 1.51%	17.11K	58.04K
SPDR SERIES TRUSTSOLE	PORTFOLI S&P1500	72.72K	SH	$5.45M 1.51%	16.47K	56.25K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	92.87K	SH	$4.71M 1.31%	21.25K	71.61K
PIMCO ETF TRSOLE	MULTISECTOR BD	171.68K	SH	$4.56M 1.26%	34.29K	137.38K
PIMCO ETF TRSOLE	ENHNCD LW DUR AC	47.30K	SH	$4.53M 1.26%	10.72K	36.59K
JPMORGAN CHASE & CO.SOLE	COM	14.87K	SH	$4.31M 1.19%	1.30K	13.57K
FS KKR CAP CORPSOLE	COM	199.19K	SH	$4.13M 1.15%	98.42K	100.77K
VICTORY PORTFOLIOS IISOLE	SHARES FREE CASH	110.64K	SH	$3.91M 1.08%	25.07K	85.56K
INTERNATIONAL BUSINESS MACHSSOLE	COM	12.13K	SH	$3.57M 0.99%	1.04K	11.09K
BONDBLOXX ETF TRUSTSOLE	BLOOMBERG SIX MN	61.97K	SH	$3.12M 0.86%	12.51K	49.45K
CONSTELLATION ENERGY CORPSOLE	COM	9.45K	SH	$3.05M 0.84%	773.00	8.67K
SPOTIFY TECHNOLOGY S ASOLE	SHS	3.90K	SH	$2.99M 0.83%	244.00	3.65K
ALPHABET INCSOLE	CAP STK CL A	16.91K	SH	$2.98M 0.83%	3.03K	13.88K
DISNEY WALT COSOLE	COM	23.41K	SH	$2.90M 0.80%	2.10K	21.31K
EA SERIES TRUSTSOLE	ASTORIA US EQUAL	87.68K	SH	$2.82M 0.78%	19.85K	67.83K
GOLDMAN SACHS GROUP INCSOLE	COM	3.75K	SH	$2.65M 0.74%	256.00	3.49K
AMAZON COM INCSOLE	COM	11.21K	SH	$2.46M 0.68%	1.40K	9.81K
OKLO INCSOLE	COM CL A	39.24K	SH	$2.20M 0.61%	2.84K	36.40K
AXON ENTERPRISE INCSOLE	COM	2.62K	SH	$2.17M 0.60%	249.00	2.37K

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