LEGACY CAPITAL GROUP CALIFORNIA, INC.

Filed: 5/9/2025ACC: 0001765380-25-000208

📋 What this filing means

LEGACY CAPITAL GROUP CALIFORNIA, INC. filed this quarterly 13F‑HR report disclosing 306 equity positions with a total reported market value of $287.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

306

Positions

$287.11M

Total AUM (reported)

4.86M

Total Shares

Allocation by class

COM$150.00M52.2%

CL A$17.02M5.9%

ULTRA SHRT ETF$11.02M3.8%

COM NEW$7.62M2.7%

BLOOMBERG 1-3 MO$6.21M2.2%

PORTFOLI S&P1500$5.25M1.8%

HENDRSON AAA CL$4.80M1.7%

Portfolio Concentration

Top 3$50.67M17.6%

4–10$38.57M13.4%

11–25$36.89M12.8%

Rest$160.98M56.1%

Top 3 weight

17.6%

Top 10 weight

31.1%

Voting Authority Distribution

Total shares with voting rights: 4.86M

Sole

Full voting authority

715.50K

% of voting shares14.7%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.15M

% of voting shares85.3%

Investment Discretion (by position count)

Sole306

Shared0

Other0

Dominant voting typeNone · 85.3% of voting shares

Institutional Holdings306

Rows:

APPLE INC

SOLE

COM

Shares128.77K

TypeSH

Market value$28.60M

9.96%

Sole

9.39K

Shared

0.00

None

119.38K

RUBRIK INC.

SOLE

CL A

Shares181.12K

TypeSH

Market value$11.04M

3.85%

Sole

240.00

Shared

0.00

None

180.88K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares217.61K

TypeSH

Market value$11.02M

3.84%

Sole

13.15K

Shared

0.00

None

204.47K

NVIDIA CORPORATION

SOLE

COM

Shares88.96K

TypeSH

Market value$9.64M

3.36%

Sole

742.00

Shared

0.00

None

88.22K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares67.72K

TypeSH

Market value$6.21M

2.16%

Sole

7.10K

Shared

0.00

None

60.62K

SPDR SER TR

SOLE

PORTFOLI S&P1500

Shares77.14K

TypeSH

Market value$5.25M

1.83%

Sole

17.24K

Shared

0.00

None

59.90K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares94.66K

TypeSH

Market value$4.80M

1.67%

Sole

21.20K

Shared

0.00

None

73.46K

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares177.35K

TypeSH

Market value$4.67M

1.63%

Sole

34.72K

Shared

0.00

None

142.63K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares62.98K

TypeSH

Market value$4.14M

1.44%

Sole

14.14K

Shared

0.00

None

48.84K

VICTORY PORTFOLIOS II

SOLE

SHARES FREE CASH

Shares112.53K

TypeSH

Market value$3.86M

1.34%

Sole

25.20K

Shared

0.00

None

87.33K

MICROSOFT CORP

SOLE

COM

Shares9.87K

TypeSH

Market value$3.70M

1.29%

Sole

885.00

Shared

0.00

None

8.98K

FS KKR CAP CORP

SOLE

COM

Shares174.43K

TypeSH

Market value$3.65M

1.27%

Sole

100.63K

Shared

0.00

None

73.80K

BONDBLOXX ETF TRUST

SOLE

BLOOMBERG ONE YR

Shares62.46K

TypeSH

Market value$3.11M

1.08%

Sole

12.67K

Shared

0.00

None

49.79K

MERCK & CO INC

SOLE

COM

Shares31.76K

TypeSH

Market value$2.85M

0.99%

Sole

1.51K

Shared

0.00

None

30.25K

EA SERIES TRUST

SOLE

ASTORIA US EQUAL

Shares91.40K

TypeSH

Market value$2.68M

0.93%

Sole

20.48K

Shared

0.00

None

70.92K

JPMORGAN CHASE & CO.

SOLE

COM

Shares9.93K

TypeSH

Market value$2.44M

0.85%

Sole

944.00

Shared

0.00

None

8.99K

DISNEY WALT CO

SOLE

COM

Shares23.75K

TypeSH

Market value$2.34M

0.82%

Sole

2.15K

Shared

0.00

None

21.60K

JOHNSON & JOHNSON

SOLE

COM

Shares13.80K

TypeSH

Market value$2.29M

0.80%

Sole

1.10K

Shared

0.00

None

12.71K

ALPHABET INC

SOLE

CAP STK CL A

Shares14.69K

TypeSH

Market value$2.27M

0.79%

Sole

2.89K

Shared

0.00

None

11.80K

WALMART INC

SOLE

COM

Shares23.75K

TypeSH

Market value$2.08M

0.73%

Sole

1.99K

Shared

0.00

None

21.76K

SELECT SECTOR SPDR TR

SOLE

RL EST SEL SEC

Shares49.37K

TypeSH

Market value$2.07M

0.72%

Sole

11.02K

Shared

0.00

None

38.36K

PIMCO ETF TR

SOLE

SR LN ACTIVE ETF

Shares39.42K

TypeSH

Market value$1.99M

0.69%

Sole

7.78K

Shared

0.00

None

31.64K

RTX CORPORATION

SOLE

COM

Shares14.41K

TypeSH

Market value$1.91M

0.67%

Sole

999.00

Shared

0.00

None

13.41K

CITIGROUP INC

SOLE

COM NEW

Shares25.79K

TypeSH

Market value$1.83M

0.64%

Sole

2.22K

Shared

0.00

None

23.56K

QUALCOMM INC

SOLE

COM

Shares10.92K

TypeSH

Market value$1.68M

0.58%

Sole

874.00

Shared

0.00

None

10.04K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	128.77K	SH	$28.60M 9.96%	9.39K	119.38K
RUBRIK INC.SOLE	CL A	181.12K	SH	$11.04M 3.85%	240.00	180.88K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	217.61K	SH	$11.02M 3.84%	13.15K	204.47K
NVIDIA CORPORATIONSOLE	COM	88.96K	SH	$9.64M 3.36%	742.00	88.22K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	67.72K	SH	$6.21M 2.16%	7.10K	60.62K
SPDR SER TRSOLE	PORTFOLI S&P1500	77.14K	SH	$5.25M 1.83%	17.24K	59.90K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	94.66K	SH	$4.80M 1.67%	21.20K	73.46K
PIMCO ETF TRSOLE	MULTISECTOR BD	177.35K	SH	$4.67M 1.63%	34.72K	142.63K
SPDR SER TRSOLE	PORTFOLIO S&P500	62.98K	SH	$4.14M 1.44%	14.14K	48.84K
VICTORY PORTFOLIOS IISOLE	SHARES FREE CASH	112.53K	SH	$3.86M 1.34%	25.20K	87.33K
MICROSOFT CORPSOLE	COM	9.87K	SH	$3.70M 1.29%	885.00	8.98K
FS KKR CAP CORPSOLE	COM	174.43K	SH	$3.65M 1.27%	100.63K	73.80K
BONDBLOXX ETF TRUSTSOLE	BLOOMBERG ONE YR	62.46K	SH	$3.11M 1.08%	12.67K	49.79K
MERCK & CO INCSOLE	COM	31.76K	SH	$2.85M 0.99%	1.51K	30.25K
EA SERIES TRUSTSOLE	ASTORIA US EQUAL	91.40K	SH	$2.68M 0.93%	20.48K	70.92K
JPMORGAN CHASE & CO.SOLE	COM	9.93K	SH	$2.44M 0.85%	944.00	8.99K
DISNEY WALT COSOLE	COM	23.75K	SH	$2.34M 0.82%	2.15K	21.60K
JOHNSON & JOHNSONSOLE	COM	13.80K	SH	$2.29M 0.80%	1.10K	12.71K
ALPHABET INCSOLE	CAP STK CL A	14.69K	SH	$2.27M 0.79%	2.89K	11.80K
WALMART INCSOLE	COM	23.75K	SH	$2.08M 0.73%	1.99K	21.76K
SELECT SECTOR SPDR TRSOLE	RL EST SEL SEC	49.37K	SH	$2.07M 0.72%	11.02K	38.36K
PIMCO ETF TRSOLE	SR LN ACTIVE ETF	39.42K	SH	$1.99M 0.69%	7.78K	31.64K
RTX CORPORATIONSOLE	COM	14.41K	SH	$1.91M 0.67%	999.00	13.41K
CITIGROUP INCSOLE	COM NEW	25.79K	SH	$1.83M 0.64%	2.22K	23.56K
QUALCOMM INCSOLE	COM	10.92K	SH	$1.68M 0.58%	874.00	10.04K

Page 1 of 13

…