LEGACY CAPITAL GROUP CALIFORNIA, INC.

Filed: 2/3/2025ACC: 0001765380-25-000028

📋 What this filing means

LEGACY CAPITAL GROUP CALIFORNIA, INC. filed this quarterly 13F‑HR report disclosing 331 equity positions with a total reported market value of $328.01M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

331

Positions

$328.01M

Total AUM (reported)

5.19M

Total Shares

Allocation by class

COM$173.29M52.8%

CL A$22.48M6.9%

ULTRA SHRT ETF$16.95M5.2%

COM NEW$7.71M2.4%

SHS$7.20M2.2%

BLOOMBERG 1-3 MO$5.69M1.7%

PORTFOLI S&P1500$5.43M1.7%

Portfolio Concentration

Top 3$63.43M19.3%

4–10$39.83M12.1%

11–25$37.44M11.4%

Rest$187.31M57.1%

Top 3 weight

19.3%

Top 10 weight

31.5%

Voting Authority Distribution

Total shares with voting rights: 5.19M

Sole

Full voting authority

703.93K

% of voting shares13.6%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.49M

% of voting shares86.4%

Investment Discretion (by position count)

Sole331

Shared0

Other0

Dominant voting typeNone · 86.4% of voting shares

Institutional Holdings331

Rows:

APPLE INC

SOLE

COM

Shares127.56K

TypeSH

Market value$31.94M

9.74%

Sole

9.35K

Shared

0.00

None

118.21K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares336.60K

TypeSH

Market value$16.95M

5.17%

Sole

20.18K

Shared

0.00

None

316.42K

NVIDIA CORPORATION

SOLE

COM

Shares108.22K

TypeSH

Market value$14.53M

4.43%

Sole

1.66K

Shared

0.00

None

106.56K

RUBRIK INC.

SOLE

CL A

Shares181.12K

TypeSH

Market value$11.84M

3.61%

Sole

240.00

Shared

0.00

None

180.88K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares62.20K

TypeSH

Market value$5.69M

1.73%

Sole

4.97K

Shared

0.00

None

57.23K

SPDR SER TR

SOLE

PORTFOLI S&P1500

Shares76.02K

TypeSH

Market value$5.43M

1.66%

Sole

17.04K

Shared

0.00

None

58.98K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares93.78K

TypeSH

Market value$4.76M

1.45%

Sole

21.11K

Shared

0.00

None

72.67K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares63.87K

TypeSH

Market value$4.40M

1.34%

Sole

14.31K

Shared

0.00

None

49.56K

MICROSOFT CORP

SOLE

COM

Shares9.77K

TypeSH

Market value$4.12M

1.26%

Sole

872.00

Shared

0.00

None

8.90K

FS KKR CAP CORP

SOLE

COM

Shares165.82K

TypeSH

Market value$3.60M

1.10%

Sole

100.63K

Shared

0.00

None

65.19K

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares128.26K

TypeSH

Market value$3.32M

1.01%

Sole

24.07K

Shared

0.00

None

104.18K

SPOTIFY TECHNOLOGY S A

SOLE

SHS

Shares7.12K

TypeSH

Market value$3.18M

0.97%

Sole

470.00

Shared

0.00

None

6.65K

VICTORY PORTFOLIOS II

SOLE

SHARES FREE CASH

Shares90.78K

TypeSH

Market value$3.09M

0.94%

Sole

20.37K

Shared

0.00

None

70.41K

MERCK & CO INC

SOLE

COM

Shares30.27K

TypeSH

Market value$3.01M

0.92%

Sole

1.35K

Shared

0.00

None

28.92K

ALPHABET INC

SOLE

CAP STK CL A

Shares14.23K

TypeSH

Market value$2.69M

0.82%

Sole

2.82K

Shared

0.00

None

11.41K

NETFLIX INC

SOLE

COM

Shares2.96K

TypeSH

Market value$2.64M

0.81%

Sole

168.00

Shared

0.00

None

2.79K

PIMCO ETF TR

SOLE

SR LN ACTIVE ETF

Shares50.69K

TypeSH

Market value$2.59M

0.79%

Sole

10.34K

Shared

0.00

None

40.34K

JPMORGAN CHASE & CO.

SOLE

COM

Shares10.06K

TypeSH

Market value$2.41M

0.73%

Sole

945.00

Shared

0.00

None

9.11K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

ENHANCED INM ETF

Shares94.63K

TypeSH

Market value$2.18M

0.66%

Sole

19K

Shared

0.00

None

75.63K

CAVA GROUP INC

SOLE

COM

Shares18.95K

TypeSH

Market value$2.14M

0.65%

Sole

1.51K

Shared

0.00

None

17.44K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

MANAGED FUTURES

Shares75K

TypeSH

Market value$2.09M

0.64%

Sole

16.88K

Shared

0.00

None

58.13K

UPSTART HLDGS INC

SOLE

COM

Shares33.70K

TypeSH

Market value$2.08M

0.63%

Sole

2.79K

Shared

0.00

None

30.91K

CITIZENS FINL GROUP INC

SOLE

COM

Shares46.46K

TypeSH

Market value$2.03M

0.62%

Sole

4.55K

Shared

0.00

None

41.91K

COSTCO WHSL CORP NEW

SOLE

COM

Shares2.20K

TypeSH

Market value$2.01M

0.61%

Sole

144.00

Shared

0.00

None

2.05K

JOHNSON & JOHNSON

SOLE

COM

Shares13.57K

TypeSH

Market value$1.96M

0.60%

Sole

1.08K

Shared

0.00

None

12.48K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	127.56K	SH	$31.94M 9.74%	9.35K	118.21K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	336.60K	SH	$16.95M 5.17%	20.18K	316.42K
NVIDIA CORPORATIONSOLE	COM	108.22K	SH	$14.53M 4.43%	1.66K	106.56K
RUBRIK INC.SOLE	CL A	181.12K	SH	$11.84M 3.61%	240.00	180.88K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	62.20K	SH	$5.69M 1.73%	4.97K	57.23K
SPDR SER TRSOLE	PORTFOLI S&P1500	76.02K	SH	$5.43M 1.66%	17.04K	58.98K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	93.78K	SH	$4.76M 1.45%	21.11K	72.67K
SPDR SER TRSOLE	PORTFOLIO S&P500	63.87K	SH	$4.40M 1.34%	14.31K	49.56K
MICROSOFT CORPSOLE	COM	9.77K	SH	$4.12M 1.26%	872.00	8.90K
FS KKR CAP CORPSOLE	COM	165.82K	SH	$3.60M 1.10%	100.63K	65.19K
PIMCO ETF TRSOLE	MULTISECTOR BD	128.26K	SH	$3.32M 1.01%	24.07K	104.18K
SPOTIFY TECHNOLOGY S ASOLE	SHS	7.12K	SH	$3.18M 0.97%	470.00	6.65K
VICTORY PORTFOLIOS IISOLE	SHARES FREE CASH	90.78K	SH	$3.09M 0.94%	20.37K	70.41K
MERCK & CO INCSOLE	COM	30.27K	SH	$3.01M 0.92%	1.35K	28.92K
ALPHABET INCSOLE	CAP STK CL A	14.23K	SH	$2.69M 0.82%	2.82K	11.41K
NETFLIX INCSOLE	COM	2.96K	SH	$2.64M 0.81%	168.00	2.79K
PIMCO ETF TRSOLE	SR LN ACTIVE ETF	50.69K	SH	$2.59M 0.79%	10.34K	40.34K
JPMORGAN CHASE & CO.SOLE	COM	10.06K	SH	$2.41M 0.73%	945.00	9.11K
SIMPLIFY EXCHANGE TRADED FUNSOLE	ENHANCED INM ETF	94.63K	SH	$2.18M 0.66%	19K	75.63K
CAVA GROUP INCSOLE	COM	18.95K	SH	$2.14M 0.65%	1.51K	17.44K
SIMPLIFY EXCHANGE TRADED FUNSOLE	MANAGED FUTURES	75K	SH	$2.09M 0.64%	16.88K	58.13K
UPSTART HLDGS INCSOLE	COM	33.70K	SH	$2.08M 0.63%	2.79K	30.91K
CITIZENS FINL GROUP INCSOLE	COM	46.46K	SH	$2.03M 0.62%	4.55K	41.91K
COSTCO WHSL CORP NEWSOLE	COM	2.20K	SH	$2.01M 0.61%	144.00	2.05K
JOHNSON & JOHNSONSOLE	COM	13.57K	SH	$1.96M 0.60%	1.08K	12.48K

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