LEGACY CAPITAL GROUP CALIFORNIA, INC.

Filed: 10/23/2024ACC: 0001765380-24-000397

📋 What this filing means

LEGACY CAPITAL GROUP CALIFORNIA, INC. filed this quarterly 13F‑HR report disclosing 312 equity positions with a total reported market value of $300.62M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

312

Positions

$300.62M

Total AUM (reported)

4.77M

Total Shares

Allocation by class

COM$156.39M52.0%

ULTRA SHRT ETF$19.57M6.5%

CL A$13.56M4.5%

SHS$6.83M2.3%

COM NEW$6.36M2.1%

BLOOMBERG 1-3 MO$5.29M1.8%

COM CL A$5.17M1.7%

Portfolio Concentration

Top 3$55.33M18.4%

4–10$31.50M10.5%

11–25$36.65M12.2%

Rest$177.15M58.9%

Top 3 weight

18.4%

Top 10 weight

28.9%

Voting Authority Distribution

Total shares with voting rights: 4.77M

Sole

Full voting authority

674.73K

% of voting shares14.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.09M

% of voting shares85.8%

Investment Discretion (by position count)

Sole312

Shared0

Other0

Dominant voting typeNone · 85.8% of voting shares

Institutional Holdings312

Rows:

APPLE INC

SOLE

COM

Shares128.62K

TypeSH

Market value$29.97M

9.97%

Sole

9.52K

Shared

0.00

None

119.09K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares385.66K

TypeSH

Market value$19.57M

6.51%

Sole

23.16K

Shared

0.00

None

362.50K

MICROSOFT CORP

SOLE

COM

Shares13.46K

TypeSH

Market value$5.79M

1.93%

Sole

1.17K

Shared

0.00

None

12.29K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares57.64K

TypeSH

Market value$5.29M

1.76%

Sole

5.34K

Shared

0.00

None

52.29K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares158.70K

TypeSH

Market value$4.90M

1.63%

Sole

30.54K

Shared

0.00

None

128.16K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares91.74K

TypeSH

Market value$4.67M

1.55%

Sole

20.11K

Shared

0.00

None

71.63K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares68.24K

TypeSH

Market value$4.61M

1.53%

Sole

15.07K

Shared

0.00

None

53.16K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST US EQT

Shares90.85K

TypeSH

Market value$4.41M

1.47%

Sole

20.04K

Shared

0.00

None

70.81K

SPDR SER TR

SOLE

PORTFOLI S&P1500

Shares59.23K

TypeSH

Market value$4.15M

1.38%

Sole

13.01K

Shared

0.00

None

46.22K

NVIDIA CORPORATION

SOLE

COM

Shares28.62K

TypeSH

Market value$3.48M

1.16%

Sole

1.60K

Shared

0.00

None

27.03K

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares126.68K

TypeSH

Market value$3.38M

1.12%

Sole

23.20K

Shared

0.00

None

103.49K

FS KKR CAP CORP

SOLE

COM

Shares167.49K

TypeSH

Market value$3.30M

1.10%

Sole

102.61K

Shared

0.00

None

64.88K

META PLATFORMS INC

SOLE

CL A

Shares5.12K

TypeSH

Market value$2.93M

0.98%

Sole

552.00

Shared

0.00

None

4.57K

SPOTIFY TECHNOLOGY S A

SOLE

SHS

Shares7.30K

TypeSH

Market value$2.69M

0.90%

Sole

470.00

Shared

0.00

None

6.83K

MERCK & CO INC

SOLE

COM

Shares21.54K

TypeSH

Market value$2.45M

0.81%

Sole

808.00

Shared

0.00

None

20.73K

RUBRIK INC.

SOLE

CL A

Shares75.24K

TypeSH

Market value$2.42M

0.80%

Sole

240.00

Shared

0.00

None

75K

CAVA GROUP INC

SOLE

COM

Shares19.23K

TypeSH

Market value$2.38M

0.79%

Sole

1.51K

Shared

0.00

None

17.71K

BONDBLOXX ETF TRUST

SOLE

BLOOMBERG SEVEN

Shares46K

TypeSH

Market value$2.26M

0.75%

Sole

7.35K

Shared

0.00

None

38.65K

ALPHABET INC

SOLE

CAP STK CL A

Shares13.58K

TypeSH

Market value$2.25M

0.75%

Sole

2.81K

Shared

0.00

None

10.77K

JOHNSON & JOHNSON

SOLE

COM

Shares13.41K

TypeSH

Market value$2.17M

0.72%

Sole

1.10K

Shared

0.00

None

12.31K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

ENHANCED INM ETF

Shares90.98K

TypeSH

Market value$2.13M

0.71%

Sole

17.77K

Shared

0.00

None

73.21K

JPMORGAN CHASE & CO.

SOLE

COM

Shares10.11K

TypeSH

Market value$2.13M

0.71%

Sole

953.00

Shared

0.00

None

9.16K

CATERPILLAR INC

SOLE

COM

Shares5.29K

TypeSH

Market value$2.07M

0.69%

Sole

448.00

Shared

0.00

None

4.84K

EA SERIES TRUST

SOLE

ASTORIA US EQUAL

Shares66.28K

TypeSH

Market value$2.04M

0.68%

Sole

14.63K

Shared

0.00

None

51.66K

VICTORY PORTFOLIOS II

SOLE

SHARES FREE CASH

Shares61.10K

TypeSH

Market value$2.03M

0.68%

Sole

13.48K

Shared

0.00

None

47.62K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	128.62K	SH	$29.97M 9.97%	9.52K	119.09K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	385.66K	SH	$19.57M 6.51%	23.16K	362.50K
MICROSOFT CORPSOLE	COM	13.46K	SH	$5.79M 1.93%	1.17K	12.29K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	57.64K	SH	$5.29M 1.76%	5.34K	52.29K
SPDR SER TRSOLE	BLOOMBERG INVT	158.70K	SH	$4.90M 1.63%	30.54K	128.16K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	91.74K	SH	$4.67M 1.55%	20.11K	71.63K
SPDR SER TRSOLE	PORTFOLIO S&P500	68.24K	SH	$4.61M 1.53%	15.07K	53.16K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST US EQT	90.85K	SH	$4.41M 1.47%	20.04K	70.81K
SPDR SER TRSOLE	PORTFOLI S&P1500	59.23K	SH	$4.15M 1.38%	13.01K	46.22K
NVIDIA CORPORATIONSOLE	COM	28.62K	SH	$3.48M 1.16%	1.60K	27.03K
PIMCO ETF TRSOLE	MULTISECTOR BD	126.68K	SH	$3.38M 1.12%	23.20K	103.49K
FS KKR CAP CORPSOLE	COM	167.49K	SH	$3.30M 1.10%	102.61K	64.88K
META PLATFORMS INCSOLE	CL A	5.12K	SH	$2.93M 0.98%	552.00	4.57K
SPOTIFY TECHNOLOGY S ASOLE	SHS	7.30K	SH	$2.69M 0.90%	470.00	6.83K
MERCK & CO INCSOLE	COM	21.54K	SH	$2.45M 0.81%	808.00	20.73K
RUBRIK INC.SOLE	CL A	75.24K	SH	$2.42M 0.80%	240.00	75K
CAVA GROUP INCSOLE	COM	19.23K	SH	$2.38M 0.79%	1.51K	17.71K
BONDBLOXX ETF TRUSTSOLE	BLOOMBERG SEVEN	46K	SH	$2.26M 0.75%	7.35K	38.65K
ALPHABET INCSOLE	CAP STK CL A	13.58K	SH	$2.25M 0.75%	2.81K	10.77K
JOHNSON & JOHNSONSOLE	COM	13.41K	SH	$2.17M 0.72%	1.10K	12.31K
SIMPLIFY EXCHANGE TRADED FUNSOLE	ENHANCED INM ETF	90.98K	SH	$2.13M 0.71%	17.77K	73.21K
JPMORGAN CHASE & CO.SOLE	COM	10.11K	SH	$2.13M 0.71%	953.00	9.16K
CATERPILLAR INCSOLE	COM	5.29K	SH	$2.07M 0.69%	448.00	4.84K
EA SERIES TRUSTSOLE	ASTORIA US EQUAL	66.28K	SH	$2.04M 0.68%	14.63K	51.66K
VICTORY PORTFOLIOS IISOLE	SHARES FREE CASH	61.10K	SH	$2.03M 0.68%	13.48K	47.62K

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