LEGACY CAPITAL GROUP CALIFORNIA, INC.

Filed: 7/22/2024ACC: 0001765380-24-000241

📋 What this filing means

LEGACY CAPITAL GROUP CALIFORNIA, INC. filed this quarterly 13F‑HR report disclosing 307 equity positions with a total reported market value of $277.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

307

Positions

$277.35M

Total AUM (reported)

4.86M

Total Shares

Allocation by class

COM$149.76M54.0%

CL A$13.11M4.7%

ULTRA SHRT INC$9.27M3.3%

SHS$5.89M2.1%

COM CL A$5.44M2.0%

BLOOMBERG 1-3 MO$4.89M1.8%

HENDRSON AAA CL$4.58M1.7%

Portfolio Concentration

Top 3$41.76M15.1%

4–10$28.42M10.2%

11–25$34.83M12.6%

Rest$172.34M62.1%

Top 3 weight

15.1%

Top 10 weight

25.3%

Voting Authority Distribution

Total shares with voting rights: 4.86M

Sole

Full voting authority

691.89K

% of voting shares14.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.17M

% of voting shares85.8%

Investment Discretion (by position count)

Sole307

Shared0

Other0

Dominant voting typeNone · 85.8% of voting shares

Institutional Holdings307

Rows:

APPLE INC

SOLE

COM

Shares129.23K

TypeSH

Market value$27.22M

9.81%

Sole

9.88K

Shared

0.00

None

119.35K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares183.71K

TypeSH

Market value$9.27M

3.34%

Sole

11.50K

Shared

0.00

None

172.21K

MICROSOFT CORP

SOLE

COM

Shares11.79K

TypeSH

Market value$5.27M

1.90%

Sole

1.09K

Shared

0.00

None

10.70K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares53.23K

TypeSH

Market value$4.89M

1.76%

Sole

5.57K

Shared

0.00

None

47.66K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares90.01K

TypeSH

Market value$4.58M

1.65%

Sole

20K

Shared

0.00

None

70K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares68.28K

TypeSH

Market value$4.37M

1.58%

Sole

15.01K

Shared

0.00

None

53.27K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST UQ EQT

Shares100.28K

TypeSH

Market value$4.27M

1.54%

Sole

22.12K

Shared

0.00

None

78.15K

NVIDIA CORPORATION

SOLE

COM

Shares28.62K

TypeSH

Market value$3.54M

1.27%

Sole

1.62K

Shared

0.00

None

27K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares20.98K

TypeSH

Market value$3.45M

1.24%

Sole

4.69K

Shared

0.00

None

16.29K

FS KKR CAP CORP

SOLE

COM

Shares168.93K

TypeSH

Market value$3.33M

1.20%

Sole

104.21K

Shared

0.00

None

64.72K

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares127.53K

TypeSH

Market value$3.27M

1.18%

Sole

23.81K

Shared

0.00

None

103.71K

MERCK & CO INC

SOLE

COM

Shares22.01K

TypeSH

Market value$2.73M

0.98%

Sole

895.00

Shared

0.00

None

21.12K

CROWDSTRIKE HLDGS INC

SOLE

CL A

Shares6.83K

TypeSH

Market value$2.62M

0.94%

Sole

420.00

Shared

0.00

None

6.41K

META PLATFORMS INC

SOLE

CL A

Shares5.18K

TypeSH

Market value$2.61M

0.94%

Sole

563.00

Shared

0.00

None

4.61K

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares60.80K

TypeSH

Market value$2.54M

0.92%

Sole

10.56K

Shared

0.00

None

50.24K

SPOTIFY TECHNOLOGY S A

SOLE

SHS

Shares7.41K

TypeSH

Market value$2.32M

0.84%

Sole

468.00

Shared

0.00

None

6.94K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares74.98K

TypeSH

Market value$2.31M

0.83%

Sole

16.36K

Shared

0.00

None

58.62K

BONDBLOXX ETF TRUST

SOLE

BLOOMBERG SEVEN

Shares46.73K

TypeSH

Market value$2.20M

0.79%

Sole

7.77K

Shared

0.00

None

38.96K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

ENHANCED INM ETF

Shares87.58K

TypeSH

Market value$2.13M

0.77%

Sole

17.31K

Shared

0.00

None

70.27K

ABERCROMBIE & FITCH CO

SOLE

CL A

Shares11.90K

TypeSH

Market value$2.12M

0.76%

Sole

934.00

Shared

0.00

None

10.96K

NOVO-NORDISK A S

SOLE

ADR

Shares14.61K

TypeSH

Market value$2.09M

0.75%

Sole

1.13K

Shared

0.00

None

13.48K

AMAZON COM INC

SOLE

COM

Shares10.48K

TypeSH

Market value$2.03M

0.73%

Sole

1.21K

Shared

0.00

None

9.28K

SPDR SER TR

SOLE

PORTFOLI S&P1500

Shares29.96K

TypeSH

Market value$1.99M

0.72%

Sole

6.55K

Shared

0.00

None

23.41K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares51.69K

TypeSH

Market value$1.95M

0.70%

Sole

11.36K

Shared

0.00

None

40.33K

JOHNSON & JOHNSON

SOLE

COM

Shares13.27K

TypeSH

Market value$1.94M

0.70%

Sole

1.14K

Shared

0.00

None

12.13K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	129.23K	SH	$27.22M 9.81%	9.88K	119.35K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	183.71K	SH	$9.27M 3.34%	11.50K	172.21K
MICROSOFT CORPSOLE	COM	11.79K	SH	$5.27M 1.90%	1.09K	10.70K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	53.23K	SH	$4.89M 1.76%	5.57K	47.66K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	90.01K	SH	$4.58M 1.65%	20K	70K
SPDR SER TRSOLE	PORTFOLIO S&P500	68.28K	SH	$4.37M 1.58%	15.01K	53.27K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST UQ EQT	100.28K	SH	$4.27M 1.54%	22.12K	78.15K
NVIDIA CORPORATIONSOLE	COM	28.62K	SH	$3.54M 1.27%	1.62K	27K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	20.98K	SH	$3.45M 1.24%	4.69K	16.29K
FS KKR CAP CORPSOLE	COM	168.93K	SH	$3.33M 1.20%	104.21K	64.72K
PIMCO ETF TRSOLE	MULTISECTOR BD	127.53K	SH	$3.27M 1.18%	23.81K	103.71K
MERCK & CO INCSOLE	COM	22.01K	SH	$2.73M 0.98%	895.00	21.12K
CROWDSTRIKE HLDGS INCSOLE	CL A	6.83K	SH	$2.62M 0.94%	420.00	6.41K
META PLATFORMS INCSOLE	CL A	5.18K	SH	$2.61M 0.94%	563.00	4.61K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	60.80K	SH	$2.54M 0.92%	10.56K	50.24K
SPOTIFY TECHNOLOGY S ASOLE	SHS	7.41K	SH	$2.32M 0.84%	468.00	6.94K
SPDR SER TRSOLE	BLOOMBERG INVT	74.98K	SH	$2.31M 0.83%	16.36K	58.62K
BONDBLOXX ETF TRUSTSOLE	BLOOMBERG SEVEN	46.73K	SH	$2.20M 0.79%	7.77K	38.96K
SIMPLIFY EXCHANGE TRADED FUNSOLE	ENHANCED INM ETF	87.58K	SH	$2.13M 0.77%	17.31K	70.27K
ABERCROMBIE & FITCH COSOLE	CL A	11.90K	SH	$2.12M 0.76%	934.00	10.96K
NOVO-NORDISK A SSOLE	ADR	14.61K	SH	$2.09M 0.75%	1.13K	13.48K
AMAZON COM INCSOLE	COM	10.48K	SH	$2.03M 0.73%	1.21K	9.28K
SPDR SER TRSOLE	PORTFOLI S&P1500	29.96K	SH	$1.99M 0.72%	6.55K	23.41K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	51.69K	SH	$1.95M 0.70%	11.36K	40.33K
JOHNSON & JOHNSONSOLE	COM	13.27K	SH	$1.94M 0.70%	1.14K	12.13K

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