LEGACY CAPITAL GROUP CALIFORNIA, INC.

Filed: 5/7/2024ACC: 0001765380-24-000192

📋 What this filing means

LEGACY CAPITAL GROUP CALIFORNIA, INC. filed this quarterly 13F‑HR report disclosing 300 equity positions with a total reported market value of $270.99M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

300

Positions

$270.99M

Total AUM (reported)

4.88M

Total Shares

Allocation by class

COM$145.25M53.6%

CL A$13.04M4.8%

ULTRA SHRT INC$9.39M3.5%

SHS$5.85M2.2%

COM NEW$4.87M1.8%

HENDRSON AAA CL$4.71M1.7%

BLOOMBERG INVT$4.50M1.7%

Portfolio Concentration

Top 3$36.61M13.5%

4–10$28.79M10.6%

11–25$32.73M12.1%

Rest$172.86M63.8%

Top 3 weight

13.5%

Top 10 weight

24.1%

Voting Authority Distribution

Total shares with voting rights: 4.88M

Sole

Full voting authority

698.73K

% of voting shares14.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.18M

% of voting shares85.7%

Investment Discretion (by position count)

Sole300

Shared0

Other0

Dominant voting typeNone · 85.7% of voting shares

Institutional Holdings300

Rows:

APPLE INC

SOLE

COM

Shares129.67K

TypeSH

Market value$22.24M

8.21%

Sole

11.04K

Shared

0.00

None

118.63K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares186.08K

TypeSH

Market value$9.39M

3.46%

Sole

15.38K

Shared

0.00

None

170.70K

MICROSOFT CORP

SOLE

COM

Shares11.84K

TypeSH

Market value$4.98M

1.84%

Sole

1.18K

Shared

0.00

None

10.66K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares92.75K

TypeSH

Market value$4.71M

1.74%

Sole

21.12K

Shared

0.00

None

71.64K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares145.85K

TypeSH

Market value$4.50M

1.66%

Sole

31.05K

Shared

0.00

None

114.81K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares69.78K

TypeSH

Market value$4.29M

1.58%

Sole

15.53K

Shared

0.00

None

54.26K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST US EQT

Shares95.50K

TypeSH

Market value$4.24M

1.57%

Sole

21.35K

Shared

0.00

None

74.15K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares45.37K

TypeSH

Market value$4.17M

1.54%

Sole

4.09K

Shared

0.00

None

41.29K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares21.15K

TypeSH

Market value$3.58M

1.32%

Sole

4.79K

Shared

0.00

None

16.36K

FS KKR CAP CORP

SOLE

COM

Shares173.11K

TypeSH

Market value$3.30M

1.22%

Sole

103.83K

Shared

0.00

None

69.28K

MERCK & CO INC

SOLE

COM

Shares21.95K

TypeSH

Market value$2.90M

1.07%

Sole

883.00

Shared

0.00

None

21.06K

NVIDIA CORPORATION

SOLE

COM

Shares2.96K

TypeSH

Market value$2.67M

0.99%

Sole

187.00

Shared

0.00

None

2.77K

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares62.54K

TypeSH

Market value$2.63M

0.97%

Sole

11.33K

Shared

0.00

None

51.22K

CROWDSTRIKE HLDGS INC

SOLE

CL A

Shares7.43K

TypeSH

Market value$2.38M

0.88%

Sole

493.00

Shared

0.00

None

6.94K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

ENHANCED INM ETF

Shares89.69K

TypeSH

Market value$2.19M

0.81%

Sole

18.19K

Shared

0.00

None

71.50K

META PLATFORMS INC

SOLE

CL A

Shares4.27K

TypeSH

Market value$2.07M

0.76%

Sole

549.00

Shared

0.00

None

3.72K

ALPHABET INC

SOLE

CAP STK CL A

Shares13.73K

TypeSH

Market value$2.07M

0.76%

Sole

3.25K

Shared

0.00

None

10.48K

SPOTIFY TECHNOLOGY S A

SOLE

SHS

Shares7.83K

TypeSH

Market value$2.07M

0.76%

Sole

542.00

Shared

0.00

None

7.29K

QUALCOMM INC

SOLE

COM

Shares12.06K

TypeSH

Market value$2.04M

0.75%

Sole

1.23K

Shared

0.00

None

10.83K

CATERPILLAR INC

SOLE

COM

Shares5.48K

TypeSH

Market value$2.01M

0.74%

Sole

544.00

Shared

0.00

None

4.93K

SPDR SER TR

SOLE

PORTFOLI S&P1500

Shares30.60K

TypeSH

Market value$1.96M

0.72%

Sole

6.78K

Shared

0.00

None

23.82K

NOVO-NORDISK A S

SOLE

ADR

Shares15.28K

TypeSH

Market value$1.96M

0.72%

Sole

1.30K

Shared

0.00

None

13.97K

SELECT SECTOR SPDR TR

SOLE

RL EST SEL SEC

Shares48.89K

TypeSH

Market value$1.93M

0.71%

Sole

10.93K

Shared

0.00

None

37.97K

CARDINAL HEALTH INC

SOLE

COM

Shares17.15K

TypeSH

Market value$1.92M

0.71%

Sole

1.44K

Shared

0.00

None

15.71K

AMAZON COM INC

SOLE

COM

Shares10.62K

TypeSH

Market value$1.92M

0.71%

Sole

1.36K

Shared

0.00

None

9.26K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	129.67K	SH	$22.24M 8.21%	11.04K	118.63K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	186.08K	SH	$9.39M 3.46%	15.38K	170.70K
MICROSOFT CORPSOLE	COM	11.84K	SH	$4.98M 1.84%	1.18K	10.66K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	92.75K	SH	$4.71M 1.74%	21.12K	71.64K
SPDR SER TRSOLE	BLOOMBERG INVT	145.85K	SH	$4.50M 1.66%	31.05K	114.81K
SPDR SER TRSOLE	PORTFOLIO S&P500	69.78K	SH	$4.29M 1.58%	15.53K	54.26K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST US EQT	95.50K	SH	$4.24M 1.57%	21.35K	74.15K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	45.37K	SH	$4.17M 1.54%	4.09K	41.29K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	21.15K	SH	$3.58M 1.32%	4.79K	16.36K
FS KKR CAP CORPSOLE	COM	173.11K	SH	$3.30M 1.22%	103.83K	69.28K
MERCK & CO INCSOLE	COM	21.95K	SH	$2.90M 1.07%	883.00	21.06K
NVIDIA CORPORATIONSOLE	COM	2.96K	SH	$2.67M 0.99%	187.00	2.77K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	62.54K	SH	$2.63M 0.97%	11.33K	51.22K
CROWDSTRIKE HLDGS INCSOLE	CL A	7.43K	SH	$2.38M 0.88%	493.00	6.94K
SIMPLIFY EXCHANGE TRADED FUNSOLE	ENHANCED INM ETF	89.69K	SH	$2.19M 0.81%	18.19K	71.50K
META PLATFORMS INCSOLE	CL A	4.27K	SH	$2.07M 0.76%	549.00	3.72K
ALPHABET INCSOLE	CAP STK CL A	13.73K	SH	$2.07M 0.76%	3.25K	10.48K
SPOTIFY TECHNOLOGY S ASOLE	SHS	7.83K	SH	$2.07M 0.76%	542.00	7.29K
QUALCOMM INCSOLE	COM	12.06K	SH	$2.04M 0.75%	1.23K	10.83K
CATERPILLAR INCSOLE	COM	5.48K	SH	$2.01M 0.74%	544.00	4.93K
SPDR SER TRSOLE	PORTFOLI S&P1500	30.60K	SH	$1.96M 0.72%	6.78K	23.82K
NOVO-NORDISK A SSOLE	ADR	15.28K	SH	$1.96M 0.72%	1.30K	13.97K
SELECT SECTOR SPDR TRSOLE	RL EST SEL SEC	48.89K	SH	$1.93M 0.71%	10.93K	37.97K
CARDINAL HEALTH INCSOLE	COM	17.15K	SH	$1.92M 0.71%	1.44K	15.71K
AMAZON COM INCSOLE	COM	10.62K	SH	$1.92M 0.71%	1.36K	9.26K

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