LEGACY CAPITAL GROUP CALIFORNIA, INC.

Filed: 2/8/2024ACC: 0001765380-24-000040

📋 What this filing means

LEGACY CAPITAL GROUP CALIFORNIA, INC. filed this quarterly 13F‑HR report disclosing 272 equity positions with a total reported market value of $258.66M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

272

Positions

$258.66M

Total AUM (reported)

3.93M

Total Shares

Allocation by class

COM$133.34M51.6%

CL A$13.98M5.4%

ULTRA SHRT INC$9.74M3.8%

BLOOMBERG 1-3 MO$5.56M2.1%

HENDRSON AAA CL$4.82M1.9%

SHS$4.74M1.8%

BLOOMBERG INVT$4.55M1.8%

Portfolio Concentration

Top 3$41.12M15.9%

4–10$30.91M12.0%

11–25$35.14M13.6%

Rest$151.48M58.6%

Top 3 weight

15.9%

Top 10 weight

27.8%

Voting Authority Distribution

Total shares with voting rights: 3.93M

Sole

Full voting authority

622.66K

% of voting shares15.8%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.31M

% of voting shares84.2%

Investment Discretion (by position count)

Sole272

Shared0

Other0

Dominant voting typeNone · 84.2% of voting shares

Institutional Holdings272

Rows:

APPLE INC

SOLE

COM

Shares134.13K

TypeSH

Market value$25.82M

9.98%

Sole

11.66K

Shared

0.00

None

122.47K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares193.89K

TypeSH

Market value$9.74M

3.77%

Sole

15.55K

Shared

0.00

None

178.34K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares60.83K

TypeSH

Market value$5.56M

2.15%

Sole

9.31K

Shared

0.00

None

51.52K

MICROSOFT CORP

SOLE

COM

Shares12.81K

TypeSH

Market value$4.82M

1.86%

Sole

1.40K

Shared

0.00

None

11.41K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares95.77K

TypeSH

Market value$4.82M

1.86%

Sole

22.85K

Shared

0.00

None

72.92K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares148.88K

TypeSH

Market value$4.55M

1.76%

Sole

33.03K

Shared

0.00

None

115.86K

FIRST TR EXCHNG TRADED FD VI

SOLE

CBOE VEST US EQT

Shares122.67K

TypeSH

Market value$4.29M

1.66%

Sole

28.16K

Shared

0.00

None

94.51K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares76.56K

TypeSH

Market value$4.28M

1.65%

Sole

17.57K

Shared

0.00

None

58.99K

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares42.51K

TypeSH

Market value$4.26M

1.65%

Sole

9.76K

Shared

0.00

None

32.75K

SPDR SER TR

SOLE

PORTFOLI S&P1500

Shares66.56K

TypeSH

Market value$3.89M

1.50%

Sole

15.28K

Shared

0.00

None

51.28K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares22.40K

TypeSH

Market value$3.54M

1.37%

Sole

5.21K

Shared

0.00

None

17.19K

FS KKR CAP CORP

SOLE

COM

Shares176K

TypeSH

Market value$3.51M

1.36%

Sole

103.48K

Shared

0.00

None

72.52K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares7.07K

TypeSH

Market value$3.36M

1.30%

Sole

2.86K

Shared

0.00

None

4.21K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares40.64K

TypeSH

Market value$3.06M

1.18%

Sole

5.78K

Shared

0.00

None

34.87K

MERCK & CO INC

SOLE

COM

Shares27.18K

TypeSH

Market value$2.96M

1.15%

Sole

1.32K

Shared

0.00

None

25.87K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

ENHANCED INM ETF

Shares90.79K

TypeSH

Market value$2.23M

0.86%

Sole

19.41K

Shared

0.00

None

71.38K

CROWDSTRIKE HLDGS INC

SOLE

CL A

Shares7.66K

TypeSH

Market value$1.96M

0.76%

Sole

533.00

Shared

0.00

None

7.13K

ADOBE INC

SOLE

COM

Shares3.27K

TypeSH

Market value$1.95M

0.75%

Sole

233.00

Shared

0.00

None

3.04K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares54.66K

TypeSH

Market value$1.94M

0.75%

Sole

12.56K

Shared

0.00

None

42.11K

SPDR SER TR

SOLE

SSGA US LRG ETF

Shares13.26K

TypeSH

Market value$1.92M

0.74%

Sole

3.05K

Shared

0.00

None

10.21K

AFFIRM HLDGS INC

SOLE

COM CL A

Shares38.50K

TypeSH

Market value$1.89M

0.73%

Sole

3.32K

Shared

0.00

None

35.18K

SHOPIFY INC

SOLE

CL A

Shares22.75K

TypeSH

Market value$1.77M

0.69%

Sole

1.60K

Shared

0.00

None

21.15K

ALPHABET INC

SOLE

CAP STK CL A

Shares12.61K

TypeSH

Market value$1.76M

0.68%

Sole

3.13K

Shared

0.00

None

9.47K

AMAZON COM INC

SOLE

COM

Shares10.89K

TypeSH

Market value$1.66M

0.64%

Sole

1.40K

Shared

0.00

None

9.50K

META PLATFORMS INC

SOLE

CL A

Shares4.61K

TypeSH

Market value$1.63M

0.63%

Sole

546.00

Shared

0.00

None

4.06K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	134.13K	SH	$25.82M 9.98%	11.66K	122.47K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	193.89K	SH	$9.74M 3.77%	15.55K	178.34K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	60.83K	SH	$5.56M 2.15%	9.31K	51.52K
MICROSOFT CORPSOLE	COM	12.81K	SH	$4.82M 1.86%	1.40K	11.41K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	95.77K	SH	$4.82M 1.86%	22.85K	72.92K
SPDR SER TRSOLE	BLOOMBERG INVT	148.88K	SH	$4.55M 1.76%	33.03K	115.86K
FIRST TR EXCHNG TRADED FD VISOLE	CBOE VEST US EQT	122.67K	SH	$4.29M 1.66%	28.16K	94.51K
SPDR SER TRSOLE	PORTFOLIO S&P500	76.56K	SH	$4.28M 1.65%	17.57K	58.99K
ISHARES TRSOLE	0-3 MNTH TREASRY	42.51K	SH	$4.26M 1.65%	9.76K	32.75K
SPDR SER TRSOLE	PORTFOLI S&P1500	66.56K	SH	$3.89M 1.50%	15.28K	51.28K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	22.40K	SH	$3.54M 1.37%	5.21K	17.19K
FS KKR CAP CORPSOLE	COM	176K	SH	$3.51M 1.36%	103.48K	72.52K
SPDR S&P 500 ETF TRSOLE	TR UNIT	7.07K	SH	$3.36M 1.30%	2.86K	4.21K
ISHARES TRSOLE	MSCI EAFE ETF	40.64K	SH	$3.06M 1.18%	5.78K	34.87K
MERCK & CO INCSOLE	COM	27.18K	SH	$2.96M 1.15%	1.32K	25.87K
SIMPLIFY EXCHANGE TRADED FUNSOLE	ENHANCED INM ETF	90.79K	SH	$2.23M 0.86%	19.41K	71.38K
CROWDSTRIKE HLDGS INCSOLE	CL A	7.66K	SH	$1.96M 0.76%	533.00	7.13K
ADOBE INCSOLE	COM	3.27K	SH	$1.95M 0.75%	233.00	3.04K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	54.66K	SH	$1.94M 0.75%	12.56K	42.11K
SPDR SER TRSOLE	SSGA US LRG ETF	13.26K	SH	$1.92M 0.74%	3.05K	10.21K
AFFIRM HLDGS INCSOLE	COM CL A	38.50K	SH	$1.89M 0.73%	3.32K	35.18K
SHOPIFY INCSOLE	CL A	22.75K	SH	$1.77M 0.69%	1.60K	21.15K
ALPHABET INCSOLE	CAP STK CL A	12.61K	SH	$1.76M 0.68%	3.13K	9.47K
AMAZON COM INCSOLE	COM	10.89K	SH	$1.66M 0.64%	1.40K	9.50K
META PLATFORMS INCSOLE	CL A	4.61K	SH	$1.63M 0.63%	546.00	4.06K

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