LEGACY CAPITAL GROUP CALIFORNIA, INC.

Filed: 11/6/2023ACC: 0001765380-23-000201

📋 What this filing means

LEGACY CAPITAL GROUP CALIFORNIA, INC. filed this quarterly 13F‑HR report disclosing 267 equity positions with a total reported market value of $232.86M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

267

Positions

$232.86M

Total AUM (reported)

3.49M

Total Shares

Allocation by class

COM$114.24M49.1%

ULTRA SHRT INC$9.78M4.2%

CL A$8.75M3.8%

BLOOMBERG 1-3 MO$7.27M3.1%

HENDRSON AAA CL$5.33M2.3%

COM CL A$5.01M2.2%

BLOOMBERG INVT$4.81M2.1%

Portfolio Concentration

Top 3$33.97M14.6%

4–10$30.14M12.9%

11–25$32.77M14.1%

Rest$135.98M58.4%

Top 3 weight

14.6%

Top 10 weight

27.5%

Voting Authority Distribution

Total shares with voting rights: 3.49M

Sole

Full voting authority

586.96K

% of voting shares16.8%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.90M

% of voting shares83.2%

Investment Discretion (by position count)

Sole267

Shared0

Other0

Dominant voting typeNone · 83.2% of voting shares

Institutional Holdings267

Rows:

APPLE INC

SOLE

COM

Shares98.81K

TypeSH

Market value$16.92M

7.26%

Sole

11.81K

Shared

0.00

None

86.99K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares194.98K

TypeSH

Market value$9.78M

4.20%

Sole

16.56K

Shared

0.00

None

178.41K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares79.15K

TypeSH

Market value$7.27M

3.12%

Sole

13.97K

Shared

0.00

None

65.18K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares105.85K

TypeSH

Market value$5.33M

2.29%

Sole

22.51K

Shared

0.00

None

83.34K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares156.58K

TypeSH

Market value$4.81M

2.07%

Sole

33.51K

Shared

0.00

None

123.07K

MICROSOFT CORP

SOLE

COM

Shares13.65K

TypeSH

Market value$4.31M

1.85%

Sole

1.55K

Shared

0.00

None

12.10K

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares41.21K

TypeSH

Market value$4.15M

1.78%

Sole

9.48K

Shared

0.00

None

31.73K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares79.17K

TypeSH

Market value$3.98M

1.71%

Sole

18.22K

Shared

0.00

None

60.95K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares9.24K

TypeSH

Market value$3.95M

1.70%

Sole

2.22K

Shared

0.00

None

7.03K

SPDR SER TR

SOLE

PORTFOLI S&P1500

Shares68.75K

TypeSH

Market value$3.61M

1.55%

Sole

15.82K

Shared

0.00

None

52.93K

FS KKR CAP CORP

SOLE

COM

Shares175.49K

TypeSH

Market value$3.46M

1.48%

Sole

103.13K

Shared

0.00

None

72.36K

SPDR SER TR

SOLE

SSGA US LRG ETF

Shares24.07K

TypeSH

Market value$3.21M

1.38%

Sole

5.54K

Shared

0.00

None

18.54K

MERCK & CO INC

SOLE

COM

Shares27.21K

TypeSH

Market value$2.80M

1.20%

Sole

1.37K

Shared

0.00

None

25.84K

GOLDMAN SACHS ETF TR

SOLE

ACCES TREASURY

Shares27.46K

TypeSH

Market value$2.75M

1.18%

Sole

4.85K

Shared

0.00

None

22.62K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares38.42K

TypeSH

Market value$2.65M

1.14%

Sole

5.95K

Shared

0.00

None

32.47K

FIRST TR EXCHNG TRADED FD VI

SOLE

US EQT BUFFER

Shares56.11K

TypeSH

Market value$2.19M

0.94%

Sole

12.92K

Shared

0.00

None

43.19K

TESLA INC

SOLE

COM

Shares8.04K

TypeSH

Market value$2.01M

0.86%

Sole

2.48K

Shared

0.00

None

5.57K

META PLATFORMS INC

SOLE

CL A

Shares6.36K

TypeSH

Market value$1.91M

0.82%

Sole

729.00

Shared

0.00

None

5.63K

VICTORY PORTFOLIOS II

SOLE

SHORT TRM BD ETF

Shares38.48K

TypeSH

Market value$1.88M

0.81%

Sole

8.85K

Shared

0.00

None

29.62K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares13.10K

TypeSH

Market value$1.86M

0.80%

Sole

3.02K

Shared

0.00

None

10.08K

NVIDIA CORPORATION

SOLE

COM

Shares4.09K

TypeSH

Market value$1.78M

0.76%

Sole

327.00

Shared

0.00

None

3.76K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares10.61K

TypeSH

Market value$1.63M

0.70%

Sole

2.25K

Shared

0.00

None

8.37K

ALPHABET INC

SOLE

CAP STK CL A

Shares12.37K

TypeSH

Market value$1.62M

0.70%

Sole

3.17K

Shared

0.00

None

9.20K

SPOTIFY TECHNOLOGY S A

SOLE

SHS

Shares10.18K

TypeSH

Market value$1.57M

0.68%

Sole

830.00

Shared

0.00

None

9.35K

ISHARES INC

SOLE

MSCI EMRG CHN

Shares29.19K

TypeSH

Market value$1.45M

0.62%

Sole

6.71K

Shared

0.00

None

22.48K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	98.81K	SH	$16.92M 7.26%	11.81K	86.99K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	194.98K	SH	$9.78M 4.20%	16.56K	178.41K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	79.15K	SH	$7.27M 3.12%	13.97K	65.18K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	105.85K	SH	$5.33M 2.29%	22.51K	83.34K
SPDR SER TRSOLE	BLOOMBERG INVT	156.58K	SH	$4.81M 2.07%	33.51K	123.07K
MICROSOFT CORPSOLE	COM	13.65K	SH	$4.31M 1.85%	1.55K	12.10K
ISHARES TRSOLE	0-3 MNTH TREASRY	41.21K	SH	$4.15M 1.78%	9.48K	31.73K
SPDR SER TRSOLE	PORTFOLIO S&P500	79.17K	SH	$3.98M 1.71%	18.22K	60.95K
SPDR S&P 500 ETF TRSOLE	TR UNIT	9.24K	SH	$3.95M 1.70%	2.22K	7.03K
SPDR SER TRSOLE	PORTFOLI S&P1500	68.75K	SH	$3.61M 1.55%	15.82K	52.93K
FS KKR CAP CORPSOLE	COM	175.49K	SH	$3.46M 1.48%	103.13K	72.36K
SPDR SER TRSOLE	SSGA US LRG ETF	24.07K	SH	$3.21M 1.38%	5.54K	18.54K
MERCK & CO INCSOLE	COM	27.21K	SH	$2.80M 1.20%	1.37K	25.84K
GOLDMAN SACHS ETF TRSOLE	ACCES TREASURY	27.46K	SH	$2.75M 1.18%	4.85K	22.62K
ISHARES TRSOLE	MSCI EAFE ETF	38.42K	SH	$2.65M 1.14%	5.95K	32.47K
FIRST TR EXCHNG TRADED FD VISOLE	US EQT BUFFER	56.11K	SH	$2.19M 0.94%	12.92K	43.19K
TESLA INCSOLE	COM	8.04K	SH	$2.01M 0.86%	2.48K	5.57K
META PLATFORMS INCSOLE	CL A	6.36K	SH	$1.91M 0.82%	729.00	5.63K
VICTORY PORTFOLIOS IISOLE	SHORT TRM BD ETF	38.48K	SH	$1.88M 0.81%	8.85K	29.62K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	13.10K	SH	$1.86M 0.80%	3.02K	10.08K
NVIDIA CORPORATIONSOLE	COM	4.09K	SH	$1.78M 0.76%	327.00	3.76K
ISHARES TRSOLE	S&P 500 VAL ETF	10.61K	SH	$1.63M 0.70%	2.25K	8.37K
ALPHABET INCSOLE	CAP STK CL A	12.37K	SH	$1.62M 0.70%	3.17K	9.20K
SPOTIFY TECHNOLOGY S ASOLE	SHS	10.18K	SH	$1.57M 0.68%	830.00	9.35K
ISHARES INCSOLE	MSCI EMRG CHN	29.19K	SH	$1.45M 0.62%	6.71K	22.48K

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