Filed: 8/10/2023ACC: 0001765380-23-000170
📋 What this filing means
LEGACY CAPITAL GROUP CALIFORNIA, INC. filed this quarterly 13F‑HR report disclosing 262 equity positions with a total reported market value of $243.00M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
262
Positions
$243.00M
Total AUM (reported)
4.14M
Total Shares
Allocation by class
COM$126.17M51.9%
ULTRA SHRT INC$10.29M4.2%
BLOOMBERG 1-3 MO$8.81M3.6%
CL A$8.07M3.3%
TR UNIT$5.53M2.3%
HENDRSON AAA CL$5.28M2.2%
BLOOMBERG INVT$4.76M2.0%
Portfolio Concentration
Top 3$38.29M15.8%
4–10$31.90M13.1%
11–25$33.54M13.8%
Rest$139.28M57.3%
Top 3 weight
15.8%
Top 10 weight
28.9%
Voting Authority Distribution
Total shares with voting rights: 4.14M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.14M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole262
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings262
Rows:
APPLE INC
SOLEShares98.93K
TypeSH
Market value$19.19M
7.90%
Sole
0.00
Shared
0.00
None
98.93K
J P MORGAN EXCHANGE TRADED F
SOLEShares205.24K
TypeSH
Market value$10.29M
4.23%
Sole
0.00
Shared
0.00
None
205.24K
SPDR SER TR
SOLEShares95.91K
TypeSH
Market value$8.81M
3.62%
Sole
0.00
Shared
0.00
None
95.91K
SPDR S&P 500 ETF TR
SOLEShares12.48K
TypeSH
Market value$5.53M
2.28%
Sole
0.00
Shared
0.00
None
12.48K
JANUS DETROIT STR TR
SOLEShares105.86K
TypeSH
Market value$5.28M
2.17%
Sole
0.00
Shared
0.00
None
105.86K
SPDR SER TR
SOLEShares155.07K
TypeSH
Market value$4.76M
1.96%
Sole
0.00
Shared
0.00
None
155.07K
SPDR SER TR
SOLEShares82.45K
TypeSH
Market value$4.30M
1.77%
Sole
0.00
Shared
0.00
None
82.45K
MICROSOFT CORP
SOLEShares12.26K
TypeSH
Market value$4.17M
1.72%
Sole
0.00
Shared
0.00
None
12.26K
SPDR SER TR
SOLEShares134.34K
TypeSH
Market value$3.95M
1.63%
Sole
0.00
Shared
0.00
None
134.34K
SPDR SER TR
SOLEShares71.70K
TypeSH
Market value$3.90M
1.61%
Sole
0.00
Shared
0.00
None
71.70K
FS KKR CAP CORP
SOLEShares175K
TypeSH
Market value$3.36M
1.38%
Sole
0.00
Shared
0.00
None
175K
SPDR SER TR
SOLEShares23.60K
TypeSH
Market value$3.32M
1.37%
Sole
0.00
Shared
0.00
None
23.60K
MERCK & CO INC
SOLEShares27.22K
TypeSH
Market value$3.14M
1.29%
Sole
0.00
Shared
0.00
None
27.22K
ISHARES TR
SOLEShares40.41K
TypeSH
Market value$2.93M
1.21%
Sole
0.00
Shared
0.00
None
40.41K
GOLDMAN SACHS ETF TR
SOLEShares27.70K
TypeSH
Market value$2.77M
1.14%
Sole
0.00
Shared
0.00
None
27.70K
TESLA INC
SOLEShares7.99K
TypeSH
Market value$2.09M
0.86%
Sole
0.00
Shared
0.00
None
7.99K
INVESCO EXCHANGE TRADED FD T
SOLEShares13.49K
TypeSH
Market value$2.02M
0.83%
Sole
0.00
Shared
0.00
None
13.49K
ADOBE SYSTEMS INCORPORATED
SOLEShares3.90K
TypeSH
Market value$1.91M
0.78%
Sole
0.00
Shared
0.00
None
3.90K
ULTA BEAUTY INC
SOLEShares3.97K
TypeSH
Market value$1.87M
0.77%
Sole
0.00
Shared
0.00
None
3.97K
VICTORY PORTFOLIOS II
SOLEShares36.95K
TypeSH
Market value$1.81M
0.74%
Sole
0.00
Shared
0.00
None
36.95K
META PLATFORMS INC
SOLEShares6.13K
TypeSH
Market value$1.76M
0.72%
Sole
0.00
Shared
0.00
None
6.13K
ISHARES TR
SOLEShares10.60K
TypeSH
Market value$1.71M
0.70%
Sole
0.00
Shared
0.00
None
10.60K
NETFLIX INC
SOLEShares3.80K
TypeSH
Market value$1.67M
0.69%
Sole
0.00
Shared
0.00
None
3.80K
NVIDIA CORPORATION
SOLEShares3.83K
TypeSH
Market value$1.62M
0.67%
Sole
0.00
Shared
0.00
None
3.83K
C3 AI INC
SOLEShares43.11K
TypeSH
Market value$1.57M
0.65%
Sole
0.00
Shared
0.00
None
43.11K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 98.93K | SH | $19.19M 7.90% | 0.00 | 0.00 | 98.93K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 205.24K | SH | $10.29M 4.23% | 0.00 | 0.00 | 205.24K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 95.91K | SH | $8.81M 3.62% | 0.00 | 0.00 | 95.91K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 12.48K | SH | $5.53M 2.28% | 0.00 | 0.00 | 12.48K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 105.86K | SH | $5.28M 2.17% | 0.00 | 0.00 | 105.86K |
SPDR SER TRSOLE | BLOOMBERG INVT | 155.07K | SH | $4.76M 1.96% | 0.00 | 0.00 | 155.07K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 82.45K | SH | $4.30M 1.77% | 0.00 | 0.00 | 82.45K |
MICROSOFT CORPSOLE | COM | 12.26K | SH | $4.17M 1.72% | 0.00 | 0.00 | 12.26K |
SPDR SER TRSOLE | PORTFOLIO SHORT | 134.34K | SH | $3.95M 1.63% | 0.00 | 0.00 | 134.34K |
SPDR SER TRSOLE | PORTFOLI S&P1500 | 71.70K | SH | $3.90M 1.61% | 0.00 | 0.00 | 71.70K |
FS KKR CAP CORPSOLE | COM | 175K | SH | $3.36M 1.38% | 0.00 | 0.00 | 175K |
SPDR SER TRSOLE | SSGA US LRG ETF | 23.60K | SH | $3.32M 1.37% | 0.00 | 0.00 | 23.60K |
MERCK & CO INCSOLE | COM | 27.22K | SH | $3.14M 1.29% | 0.00 | 0.00 | 27.22K |
ISHARES TRSOLE | MSCI EAFE ETF | 40.41K | SH | $2.93M 1.21% | 0.00 | 0.00 | 40.41K |
GOLDMAN SACHS ETF TRSOLE | ACCES TREASURY | 27.70K | SH | $2.77M 1.14% | 0.00 | 0.00 | 27.70K |
TESLA INCSOLE | COM | 7.99K | SH | $2.09M 0.86% | 0.00 | 0.00 | 7.99K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 13.49K | SH | $2.02M 0.83% | 0.00 | 0.00 | 13.49K |
ADOBE SYSTEMS INCORPORATEDSOLE | COM | 3.90K | SH | $1.91M 0.78% | 0.00 | 0.00 | 3.90K |
ULTA BEAUTY INCSOLE | COM | 3.97K | SH | $1.87M 0.77% | 0.00 | 0.00 | 3.97K |
VICTORY PORTFOLIOS IISOLE | SHORT TRM BD ETF | 36.95K | SH | $1.81M 0.74% | 0.00 | 0.00 | 36.95K |
META PLATFORMS INCSOLE | CL A | 6.13K | SH | $1.76M 0.72% | 0.00 | 0.00 | 6.13K |
ISHARES TRSOLE | S&P 500 VAL ETF | 10.60K | SH | $1.71M 0.70% | 0.00 | 0.00 | 10.60K |
NETFLIX INCSOLE | COM | 3.80K | SH | $1.67M 0.69% | 0.00 | 0.00 | 3.80K |
NVIDIA CORPORATIONSOLE | COM | 3.83K | SH | $1.62M 0.67% | 0.00 | 0.00 | 3.83K |
C3 AI INCSOLE | CL A | 43.11K | SH | $1.57M 0.65% | 0.00 | 0.00 | 43.11K |
Page 1 of 11
…