Filed: 5/11/2023ACC: 0001765380-23-000119
📋 What this filing means
LEGACY CAPITAL GROUP CALIFORNIA, INC. filed this quarterly 13F‑HR report disclosing 238 equity positions with a total reported market value of $204.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
238
Positions
$204.73M
Total AUM (reported)
3.61M
Total Shares
Allocation by class
COM$96.40M47.1%
BLOOMBERG 1-3 MO$7.91M3.9%
HENDRSON AAA CL$5.10M2.5%
BLOOMBERG INVT$4.60M2.2%
PORTFOLIO SHORT$4.28M2.1%
PORTFOLIO S&P500$4.09M2.0%
PORTFOLI S&P1500$3.70M1.8%
Portfolio Concentration
Top 3$28.39M13.9%
4–10$25.93M12.7%
11–25$28.50M13.9%
Rest$121.92M59.5%
Top 3 weight
13.9%
Top 10 weight
26.5%
Voting Authority Distribution
Total shares with voting rights: 3.61M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.61M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole238
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings238
Rows:
APPLE INC
SOLEShares93.23K
TypeSH
Market value$15.37M
7.51%
Sole
0.00
Shared
0.00
None
93.23K
SPDR SER TR
SOLEShares86.16K
TypeSH
Market value$7.91M
3.86%
Sole
0.00
Shared
0.00
None
86.16K
JANUS DETROIT STR TR
SOLEShares103K
TypeSH
Market value$5.10M
2.49%
Sole
0.00
Shared
0.00
None
103K
SPDR SER TR
SOLEShares151.12K
TypeSH
Market value$4.60M
2.25%
Sole
0.00
Shared
0.00
None
151.12K
SPDR SER TR
SOLEShares144.46K
TypeSH
Market value$4.28M
2.09%
Sole
0.00
Shared
0.00
None
144.46K
SPDR SER TR
SOLEShares84.86K
TypeSH
Market value$4.09M
2.00%
Sole
0.00
Shared
0.00
None
84.86K
SPDR SER TR
SOLEShares73.36K
TypeSH
Market value$3.70M
1.81%
Sole
0.00
Shared
0.00
None
73.36K
INVESCO EXCH TRD SLF IDX FD
SOLEShares154.40K
TypeSH
Market value$3.18M
1.55%
Sole
0.00
Shared
0.00
None
154.40K
FS KKR CAP CORP
SOLEShares170.99K
TypeSH
Market value$3.16M
1.55%
Sole
0.00
Shared
0.00
None
170.99K
INVESCO EXCHANGE TRADED FD T
SOLEShares30.96K
TypeSH
Market value$2.92M
1.43%
Sole
0.00
Shared
0.00
None
30.96K
INVESCO EXCHANGE TRADED FD T
SOLEShares31.84K
TypeSH
Market value$2.89M
1.41%
Sole
0.00
Shared
0.00
None
31.84K
MERCK & CO INC
SOLEShares26.98K
TypeSH
Market value$2.87M
1.40%
Sole
0.00
Shared
0.00
None
26.98K
GOLDMAN SACHS ETF TR
SOLEShares21.77K
TypeSH
Market value$2.18M
1.06%
Sole
0.00
Shared
0.00
None
21.77K
INVESCO EXCHANGE TRADED FD T
SOLEShares14.58K
TypeSH
Market value$2.11M
1.03%
Sole
0.00
Shared
0.00
None
14.58K
J P MORGAN EXCHANGE TRADED F
SOLEShares39.26K
TypeSH
Market value$1.98M
0.97%
Sole
0.00
Shared
0.00
None
39.26K
VICTORY PORTFOLIOS II
SOLEShares36.02K
TypeSH
Market value$1.77M
0.86%
Sole
0.00
Shared
0.00
None
36.02K
ALPS ETF TR
SOLEShares44.71K
TypeSH
Market value$1.73M
0.84%
Sole
0.00
Shared
0.00
None
44.71K
FIRST TR EXCHANGE-TRADED FD
SOLEShares35.80K
TypeSH
Market value$1.72M
0.84%
Sole
0.00
Shared
0.00
None
35.80K
MICROSOFT CORP
SOLEShares5.88K
TypeSH
Market value$1.70M
0.83%
Sole
0.00
Shared
0.00
None
5.88K
ISHARES TR
SOLEShares9.34K
TypeSH
Market value$1.67M
0.81%
Sole
0.00
Shared
0.00
None
9.34K
ISHARES TR
SOLEShares22.98K
TypeSH
Market value$1.64M
0.80%
Sole
0.00
Shared
0.00
None
22.98K
ULTA BEAUTY INC
SOLEShares2.92K
TypeSH
Market value$1.59M
0.78%
Sole
0.00
Shared
0.00
None
2.92K
ISHARES TR
SOLEShares10.38K
TypeSH
Market value$1.57M
0.77%
Sole
0.00
Shared
0.00
None
10.38K
PACER FDS TR
SOLEShares33.02K
TypeSH
Market value$1.55M
0.76%
Sole
0.00
Shared
0.00
None
33.02K
SPDR SER TR
SOLEShares7.42K
TypeSH
Market value$1.55M
0.76%
Sole
0.00
Shared
0.00
None
7.42K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 93.23K | SH | $15.37M 7.51% | 0.00 | 0.00 | 93.23K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 86.16K | SH | $7.91M 3.86% | 0.00 | 0.00 | 86.16K |
JANUS DETROIT STR TRSOLE | HENDRSON AAA CL | 103K | SH | $5.10M 2.49% | 0.00 | 0.00 | 103K |
SPDR SER TRSOLE | BLOOMBERG INVT | 151.12K | SH | $4.60M 2.25% | 0.00 | 0.00 | 151.12K |
SPDR SER TRSOLE | PORTFOLIO SHORT | 144.46K | SH | $4.28M 2.09% | 0.00 | 0.00 | 144.46K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 84.86K | SH | $4.09M 2.00% | 0.00 | 0.00 | 84.86K |
SPDR SER TRSOLE | PORTFOLI S&P1500 | 73.36K | SH | $3.70M 1.81% | 0.00 | 0.00 | 73.36K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2024 CB | 154.40K | SH | $3.18M 1.55% | 0.00 | 0.00 | 154.40K |
FS KKR CAP CORPSOLE | COM | 170.99K | SH | $3.16M 1.55% | 0.00 | 0.00 | 170.99K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P MDCP400 VL | 30.96K | SH | $2.92M 1.43% | 0.00 | 0.00 | 30.96K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P SML600 VAL | 31.84K | SH | $2.89M 1.41% | 0.00 | 0.00 | 31.84K |
MERCK & CO INCSOLE | COM | 26.98K | SH | $2.87M 1.40% | 0.00 | 0.00 | 26.98K |
GOLDMAN SACHS ETF TRSOLE | ACCES TREASURY | 21.77K | SH | $2.18M 1.06% | 0.00 | 0.00 | 21.77K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 14.58K | SH | $2.11M 1.03% | 0.00 | 0.00 | 14.58K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 39.26K | SH | $1.98M 0.97% | 0.00 | 0.00 | 39.26K |
VICTORY PORTFOLIOS IISOLE | VCTRYSHS USAA CR | 36.02K | SH | $1.77M 0.86% | 0.00 | 0.00 | 36.02K |
ALPS ETF TRSOLE | ALERIAN MLP | 44.71K | SH | $1.73M 0.84% | 0.00 | 0.00 | 44.71K |
FIRST TR EXCHANGE-TRADED FDSOLE | RBA INDL ETF | 35.80K | SH | $1.72M 0.84% | 0.00 | 0.00 | 35.80K |
MICROSOFT CORPSOLE | COM | 5.88K | SH | $1.70M 0.83% | 0.00 | 0.00 | 5.88K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 9.34K | SH | $1.67M 0.81% | 0.00 | 0.00 | 9.34K |
ISHARES TRSOLE | MSCI EAFE ETF | 22.98K | SH | $1.64M 0.80% | 0.00 | 0.00 | 22.98K |
ULTA BEAUTY INCSOLE | COM | 2.92K | SH | $1.59M 0.78% | 0.00 | 0.00 | 2.92K |
ISHARES TRSOLE | S&P 500 VAL ETF | 10.38K | SH | $1.57M 0.77% | 0.00 | 0.00 | 10.38K |
PACER FDS TRSOLE | US CASH COWS 100 | 33.02K | SH | $1.55M 0.76% | 0.00 | 0.00 | 33.02K |
SPDR SER TRSOLE | S&P SEMICNDCTR | 7.42K | SH | $1.55M 0.76% | 0.00 | 0.00 | 7.42K |
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