LEE ROBERT DARREN (SVP, GM Archiving & Governance) exercised options at PROOFPOINT INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/22/2021ACC: 0001209191-21-027990
Officer· SVP, GM Archiving & Governance
Since Feb 2019
+1.33K
Net shares
Net buyer
$21.7K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
1.88K acquired · 542.00 disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+375.00
Price / share
—
Trade value
—
% of position
16.2%
4/20/2021
2.32K→2.69K
Common Stock
Direct
Shares
−167.00
Price / share
$130.01
Trade value
$21.71K
% of position
6.2%
4/20/2021
2.69K→2.52K
Total
Net shares
+208.00
Net value
-$21.71K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/20/2021 | M · Option Exercise | +375.00 | — | — | 16.2% | 2.32K | 2.69K |
| Common Stock Direct | 4/20/2021 | F · Tax Withholding | −167.00 | $130.01 | $21.71K | 6.2% | 2.69K | 2.52K |
| Total | +208.00 | -$21.71K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
1.50K shares
Shares
+1.50K
Strike price
0.00
Held after
1.50K
Exercisable
—
4/20/2021
Restricted Stock Units
Direct
Converts to
Common Stock
375.00 shares
Shares
−375.00
Strike price
0.00
Held after
1.13K
Exercisable
—
4/20/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock1.50K shares | 4/20/2021 | A · Award | +1.50K | 0.00 | — | 1.50K |
| Restricted Stock Units Direct | Common Stock375.00 shares | 4/20/2021 | M · Option Exercise | −375.00 | 0.00 | — | 1.13K |