LEE EDWARD SHIHAI (President) reported 2 transactions at FOCUS UNIVERSAL INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/24/2025ACC: 0001683168-25-008658
DirectorOfficer10% Owner· President
Since Oct 2015
+190K
Net shares
Net buyer
$2.14M
Total sold
0
Open market trades
0B · 0S
4
Total transactions
1.05M acquired · 860K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
−360K
Price / share
$5.95
Trade value
$2.14M
% of position
49.7%
1/13/2025
724K→364K
Common Stock
Direct
Shares
+550K
Price / share
$3.63
Trade value
$2M
% of position
114.1%
11/17/2025
481.83K→1.03M
Total
Net shares
+190K
Net value
-$145.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 1/13/2025 | J · J | −360K | $5.95 | $2.14M | 49.7% | 724K | 364K |
| Common Stock Direct | 11/17/2025 | C · Conversion | +550K | $3.63 | $2M | 114.1% | 481.83K | 1.03M |
| Total | +190K | -$145.50K | ||||||
Derivative Transactions2
Series A Convertible Preferred Stock
Direct
Converts to
Common Stock
550K shares
Shares
+500K
Strike price
3.63
Held after
500K
Exercisable
—
10/20/2025
Series A Convertible Preferred Stock
Direct
Converts to
Common Stock
550K shares
Shares
−500K
Strike price
3.63
Held after
0.00
Exercisable
—
11/17/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred Stock Direct | Common Stock550K shares | 10/20/2025 | P · Purchase | +500K | 3.63 | — | 500K |
| Series A Convertible Preferred Stock Direct | Common Stock550K shares | 11/17/2025 | C · Conversion | −500K | 3.63 | — | 0.00 |