LEDECKY JONATHAN J (President) reported 1 transaction at APPGATE, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 10/14/2021ACC: 0001062993-21-009520
DirectorOfficer10% Owner· President
Since Aug 2018
-585.43K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
585.43K disposed
Non-Derivative Transactions1
Common Stock, par value $0.001 per share
Indirect
Shares
−218.43K
Price / share
—
Trade value
—
% of position
2.3%
10/12/2021
9.51M→9.29M
Total
Net shares
−218.43K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share Indirect | 10/12/2021 | D · Disposition | −218.43K | — | — | 2.3% | 9.51M | 9.29M |
| Total | −218.43K | $0.00 | ||||||
Derivative Transactions1
Convertible Note
Indirect
Converts to
Common Stock
367K shares
Shares
−367K
Strike price
Held after
0.00
Exercisable
—
10/12/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Convertible Note Indirect | Common Stock367K shares | 10/12/2021 | D · Disposition | −367K | — | 0.00 |