LEDECKY JONATHAN J (Chief Executive Officer) reported 1 transaction at SPRUCE POWER HOLDING CORP
Review the transaction codes below to understand the nature of each event.
Filed: 12/23/2020ACC: 0000899243-20-035037
DirectorOfficer10% Owner· Chief Executive Officer
Since Jul 2019
+4.23M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
9.73M acquired · 5.50M disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+5.50M
Price / share
—
Trade value
—
% of position
New position
12/21/2020
0.00→5.50M
Total
Net shares
+5.50M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 12/21/2020 | C · Conversion | +5.50M | — | — | New position | 0.00 | 5.50M |
| Total | +5.50M | $0.00 | ||||||
Derivative Transactions2
Class B Common Stock
Indirect
Converts to
Class A Common Stock
5.50M shares
Shares
−5.50M
Strike price
Held after
0.00
Exercisable
—
12/21/2020
Warrants
Indirect
Converts to
Common Stock
4.23M shares
Shares
+4.23M
Strike price
11.50
Held after
4.23M
Exercisable
—
12/21/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class B Common Stock Indirect | Class A Common Stock5.50M shares | 12/21/2020 | C · Conversion | −5.50M | — | 0.00 | |
| Warrants Indirect | Common Stock4.23M shares | 12/21/2020 | C · Conversion | +4.23M | 11.50 | — | 4.23M |