LECHTNER WILLIAM

PrivateCIK: 1551033

Location

SAN DIEGO, CA

LECHTNER WILLIAM exercised options at OURPETS CO

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

LECHTNER WILLIAM

Filed: 6/8/2018ACC: 0001638599-18-000621

InsiderLECHTNER WILLIAMCIK 1551033

→

IssuerOURPETS COCIK 1094139

Director

Since Mar 2019

+13.60K

Net shares

Net buyer

$3.3K

Total sold

0

Open market trades

0B · 0S

3

Total transactions

19K acquired · 5.41K disposed

Non-Derivative Transactions2

Common

Direct

M · Option Exercise

Shares

+7K

Price / share

$0.61

Trade value

$4.27K

% of position

53.1%

6/6/2018

13.19K→20.19K

Common

Direct

F · Tax Withholding

Shares

−5.41K

Price / share

$0.61

Trade value

$3.30K

% of position

26.8%

6/6/2018

20.19K→14.79K

Total

Net shares

+1.59K

Net value

$972.95

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Direct	6/6/2018	M · Option Exercise	+7K	$0.61	$4.27K	53.1%	13.19K	20.19K
Common Direct	6/6/2018	F · Tax Withholding	−5.41K	$0.61	$3.30K	26.8%	20.19K	14.79K
Total			+1.59K		$972.95

Derivative Transactions1

Stock Option

Direct

A · Award

Converts to

Common

12K shares

Shares

+12K

Strike price

0.79

Held after

12K

Exercisable

—

6/6/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common12K shares	6/6/2018	A · Award	+12K	0.79	—	12K

Non-Derivative Holdings (Post-Transaction)2

Common

Direct

Shares owned6.19K

Common

Direct

Shares owned13.19K

Total

19.38K direct19.38K

Security Title	Shares Owned	Ownership Type
Common	6.19K	Direct
Common	13.19K	Direct
Total	19.38K	19.38K direct

Derivative Holdings (Post-Transaction)7

Stock Option

Direct

Underlying security

Common

Underlying shares

6.19K

Shares owned

0.00

Exercise price

0.79

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common

Underlying shares

7K

Shares owned

7K

Exercise price

1.09

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common

Underlying shares

7K

Shares owned

0.00

Exercise price

0.44

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common

Underlying shares

7K

Shares owned

7K

Exercise price

0.7

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common

Underlying shares

7K

Shares owned

7K

Exercise price

0.95

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common

Underlying shares

7K

Shares owned

0.00

Exercise price

0.61

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common

Underlying shares

7K

Shares owned

7K

Exercise price

1.59

Expiration

—

Exercise window

—

Total

Underlying

48.19K

Owned

28K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option Direct	Common	0.79	—	—	6.19K	0.00
Stock Option Direct	Common	1.09	—	—	7K	7K
Stock Option Direct	Common	0.44	—	—	7K	0.00
Stock Option Direct	Common	0.7	—	—	7K	7K
Stock Option Direct	Common	0.95	—	—	7K	7K
Stock Option Direct	Common	0.61	—	—	7K	0.00
Stock Option Direct	Common	1.59	—	—	7K	7K
Total					48.19K	28K

LECHTNER WILLIAM — Insider Transaction (Form 4) Filed Jun 8, 2018 | Finecho