LAZAR DAVID E. reported 1 transaction at ATERIAN, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 9/30/2026ACC: 0001829126-26-010590
-1.32M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
1.30M acquired · 2.63M disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+1.30M
Price / share
—
Trade value
—
% of position
19.3%
9/24/2026
6.74M→8.04M
Total
Net shares
+1.30M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/24/2026 | C · Conversion | +1.30M | — | — | 19.3% | 6.74M | 8.04M |
| Total | +1.30M | $0.00 | ||||||
Derivative Transactions3
Series AA Convertible Non-Redeemable Preferred Stock
Direct
Converts to
Common Stock
1.30M shares
Shares
−168.90K
Strike price
0
Held after
706.10K
Exercisable
—
9/24/2026
Series AAA Convertible Non-Redeemable Preferred Stock
Direct
Converts to
Common Stock
236.43M shares
Shares
−1.75M
Strike price
0.0148
Held after
0.00
Exercisable
—
9/25/2026
Series AA Convertible Non-Redeemable Preferred Stock
Direct
Converts to
Common Stock
5.44M shares
Shares
−706.10K
Strike price
0.2597
Held after
0.00
Exercisable
—
9/25/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series AA Convertible Non-Redeemable Preferred Stock Direct | Common Stock1.30M shares | 9/24/2026 | C · Conversion | −168.90K | 0 | — | 706.10K |
| Series AAA Convertible Non-Redeemable Preferred Stock Direct | Common Stock236.43M shares | 9/25/2026 | S · Sale | −1.75M | 0.0148 | — | 0.00 |
| Series AA Convertible Non-Redeemable Preferred Stock Direct | Common Stock5.44M shares | 9/25/2026 | S · Sale | −706.10K | 0.2597 | — | 0.00 |