LAYTON EARL THOMAS enters LUX AMBER, CORP. with 4.45M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 4/30/2020ACC: 0001703746-20-000002
DirectorOfficer10% Owner· CEO, Chairman of the Board
Since Mar 2020
4.45M
Baseline shares
100% direct
4.45M
Direct ownership
1 position
1.40M
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned4.45M
Total
4.45M direct4.45M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.45M | Direct |
| Total | 4.45M | 4.45M direct |
Derivative Holdings3
Common Stock purchase warrants
DirectUnderlying security
Common Stock
Underlying shares
900K
Shares owned
N/A
Exercise price
0.5
Expiration
—
Exercise window
—
Common Stock purchase options
DirectUnderlying security
Common Stock
Underlying shares
100K
Shares owned
N/A
Exercise price
1.5
Expiration
—
Exercise window
—
Common Stock purchase options
DirectUnderlying security
Common Stock
Underlying shares
400K
Shares owned
N/A
Exercise price
1.5
Expiration
—
Exercise window
—
Total
Underlying
1.40M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Common Stock purchase warrants Direct | Common Stock | 0.5 | — | — | 900K | N/A |
| Common Stock purchase options Direct | Common Stock | 1.5 | — | — | 100K | N/A |
| Common Stock purchase options Direct | Common Stock | 1.5 | — | — | 400K | N/A |
| Total | 1.40M | 0.00 | ||||