LAY RANDALL R (Senior Vice President, CFO) exercised options at NOS4-1, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/4/2022ACC: 0001104659-22-042285
Officer· Senior Vice President, CFO
Since Sep 2019
+56K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
77.90K acquired · 21.90K disposed
Non-Derivative Transactions1
Common Stock, $0.01 par value per share
Direct
Shares
+21.90K
Price / share
—
Trade value
—
% of position
16.3%
3/31/2022
134.60K→156.50K
Total
Net shares
+21.90K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per share Direct | 3/31/2022 | M · Option Exercise | +21.90K | — | — | 16.3% | 134.60K | 156.50K |
| Total | +21.90K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
21.90K shares
Shares
−21.90K
Strike price
Held after
21.90K
Exercisable
—
3/31/2022
Restricted Stock Units
Direct
Converts to
Common Stock
56K shares
Shares
+56K
Strike price
Held after
56K
Exercisable
—
3/31/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock21.90K shares | 3/31/2022 | M · Option Exercise | −21.90K | — | 21.90K | |
| Restricted Stock Units Direct | Common Stock56K shares | 3/31/2022 | A · Award | +56K | — | 56K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Restricted Stock Units
DirectUnderlying security
Common Stock
Underlying shares
36.34K
Shares owned
36.34K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
36.34K
Owned
36.34K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock | — | — | 36.34K | 36.34K | |
| Total | 36.34K | 36.34K | ||||