LAY RANDALL R (Senior Vice President, CFO) received a stock award from NOS4-1, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 4/2/2021ACC: 0001104659-21-046202
Officer· Senior Vice President, CFO
Since Sep 2019
+51.58K
Net shares
Net buyer
$34.0K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
83.24K acquired · 31.67K disposed
Non-Derivative Transactions3
Common Stock, $0.01 par value per share
Direct
Shares
+25K
Price / share
—
Trade value
—
% of position
27.8%
3/5/2021
89.97K→114.97K
Common Stock, $0.01 par value per share
Direct
Shares
+21.90K
Price / share
—
Trade value
—
% of position
19.0%
3/31/2021
114.97K→136.87K
Common Stock, $0.01 par value per share
Direct
Shares
−9.77K
Price / share
$3.48
Trade value
$33.99K
% of position
7.1%
3/31/2021
136.87K→127.10K
Total
Net shares
+37.13K
Net value
-$33.99K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per share Direct | 3/5/2021 | A · Award | +25K | — | — | 27.8% | 89.97K | 114.97K |
| Common Stock, $0.01 par value per share Direct | 3/31/2021 | M · Option Exercise | +21.90K | — | — | 19.0% | 114.97K | 136.87K |
| Common Stock, $0.01 par value per share Direct | 3/31/2021 | F · Tax Withholding | −9.77K | $3.48 | $33.99K | 7.1% | 136.87K | 127.10K |
| Total | +37.13K | -$33.99K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
21.90K shares
Shares
−21.90K
Strike price
Held after
43.80K
Exercisable
—
3/31/2021
Restricted Stock Units
Direct
Converts to
Common Stock
36.34K shares
Shares
+36.34K
Strike price
Held after
36.34K
Exercisable
—
3/31/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock21.90K shares | 3/31/2021 | M · Option Exercise | −21.90K | — | 43.80K | |
| Restricted Stock Units Direct | Common Stock36.34K shares | 3/31/2021 | A · Award | +36.34K | — | 36.34K |