LAWTON PATRICK S reported 2 transactions at WATERSTONE FINANCIAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 12/29/2020ACC: 0001567619-20-021622
Director
Since Feb 2020
-201.93K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
201.93K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−136.49K
Price / share
—
Trade value
—
% of position
54.4%
12/23/2020
251.06K→114.57K
Common Stock
Direct
Shares
−65.44K
Price / share
—
Trade value
—
% of position
57.1%
12/23/2020
114.57K→49.13K
Total
Net shares
−201.93K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/23/2020 | G · Gift | −136.49K | — | — | 54.4% | 251.06K | 114.57K |
| Common Stock Direct | 12/23/2020 | G · Gift | −65.44K | — | — | 57.1% | 114.57K | 49.13K |
| Total | −201.93K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)4
Common Stock
IndirectShares owned2.50K
Common Stock
IndirectShares owned2.50K
Common Stock
IndirectShares owned2.50K
Common Stock
IndirectShares owned2.50K
Total
10K indirect10K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.50K | Indirect |
| Common Stock | 2.50K | Indirect |
| Common Stock | 2.50K | Indirect |
| Common Stock | 2.50K | Indirect |
| Total | 10K | 10K indirect |
Derivative Holdings (Post-Transaction)1
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
37.50K
Shares owned
37.50K
Exercise price
12.75
Expiration
—
Exercise window
—
Total
Underlying
37.50K
Owned
37.50K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 12.75 | — | — | 37.50K | 37.50K |
| Total | 37.50K | 37.50K | ||||