LAWTON PATRICK S exercised options at WATERSTONE FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/10/2020ACC: 0001567619-20-013148
Director
Since Feb 2020
0.00
Net shares
Net seller
$796.9K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
62.50K acquired · 62.50K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+62.50K
Price / share
$12.75
Trade value
$796.88K
% of position
33.1%
7/9/2020
188.56K→251.06K
Total
Net shares
+62.50K
Net value
$796.88K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/9/2020 | M · Option Exercise | +62.50K | $12.75 | $796.88K | 33.1% | 188.56K | 251.06K |
| Total | +62.50K | $796.88K | ||||||
Derivative Transactions1
Stock Options
Direct
Converts to
Common Stock
62.50K shares
Shares
−62.50K
Strike price
12.75
Held after
37.50K
Exercisable
—
7/9/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock62.50K shares | 7/9/2020 | M · Option Exercise | −62.50K | 12.75 | — | 37.50K |
Non-Derivative Holdings (Post-Transaction)4
Common Stock
IndirectShares owned2.50K
Common Stock
IndirectShares owned2.50K
Common Stock
IndirectShares owned2.50K
Common Stock
IndirectShares owned2.50K
Total
10K indirect10K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.50K | Indirect |
| Common Stock | 2.50K | Indirect |
| Common Stock | 2.50K | Indirect |
| Common Stock | 2.50K | Indirect |
| Total | 10K | 10K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported