LAWTON PATRICK S sold 13.45K shares of WATERSTONE FINANCIAL, INC. on the open market
Open‑market sale worth $235.8K. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 3 sales
Filed: 2/13/2020ACC: 0001567619-20-003287
Director
Since Feb 2020
-32.43K
Net shares
Net seller
$235.8K
Total sold
3
Open market trades
0B · 3S
4
Total transactions
32.43K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
−2.39K
Price / share
$17.56
Trade value
$41.90K
% of position
1.1%
2/3/2020
218.70K→216.32K
Common Stock
Direct
Shares
−8.78K
Price / share
$17.52
Trade value
$153.79K
% of position
4.1%
2/3/2020
216.32K→207.54K
Common Stock
Direct
Shares
−18.98K
Price / share
—
Trade value
—
% of position
9.1%
2/3/2020
207.54K→188.56K
Common Stock
Indirect
Shares
−2.29K
Price / share
$17.53
Trade value
$40.09K
% of position
New position
2/3/2020
2.29K→0.00
Total
Net shares
−32.43K
Net value
-$235.78K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/3/2020 | S · Sale | −2.39K | $17.56 | $41.90K | 1.1% | 218.70K | 216.32K |
| Common Stock Direct | 2/3/2020 | S · Sale | −8.78K | $17.52 | $153.79K | 4.1% | 216.32K | 207.54K |
| Common Stock Direct | 2/3/2020 | G · Gift | −18.98K | — | — | 9.1% | 207.54K | 188.56K |
| Common Stock Indirect | 2/3/2020 | S · Sale | −2.29K | $17.53 | $40.09K | New position | 2.29K | 0.00 |
| Total | −32.43K | -$235.78K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)6
Common Stock
IndirectShares owned2.29K
Common Stock
IndirectShares owned2.50K
Common Stock
IndirectShares owned2.50K
Common Stock
IndirectShares owned2.50K
Common Stock
IndirectShares owned2.50K
Common Stock
DirectShares owned218.70K
Total
218.70K direct·12.29K indirect230.99K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.29K | Indirect |
| Common Stock | 2.50K | Indirect |
| Common Stock | 2.50K | Indirect |
| Common Stock | 2.50K | Indirect |
| Common Stock | 2.50K | Indirect |
| Common Stock | 218.70K | Direct |
| Total | 230.99K | 218.70K direct·12.29K indirect |
Derivative Holdings (Post-Transaction)1
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
100K
Shares owned
100K
Exercise price
12.75
Expiration
—
Exercise window
—
Total
Underlying
100K
Owned
100K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 12.75 | — | — | 100K | 100K |
| Total | 100K | 100K | ||||