Filed: 10/20/2020ACC: 0001493152-20-019682
Director
Since Apr 2018
+100K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
100K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Stock Option
Direct
Converts to
Common Stock
100K shares
Shares
+100K
Strike price
0.605
Held after
100K
Exercisable
—
9/28/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock100K shares | 9/28/2020 | A · Award | +100K | 0.605 | — | 100K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned10.73K
Common Stock
DirectShares owned184.97K
Total
184.97K direct·10.73K indirect195.70K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 10.73K | Indirect |
| Common Stock | 184.97K | Direct |
| Total | 195.70K | 184.97K direct·10.73K indirect |
Derivative Holdings (Post-Transaction)5
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
200K
Shares owned
200K
Exercise price
0.539
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
200K
Shares owned
200K
Exercise price
2.20
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
50K
Exercise price
0.385
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
150K
Shares owned
150K
Exercise price
0.385
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
50K
Exercise price
1.10
Expiration
—
Exercise window
—
Total
Underlying
650K
Owned
650K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock | 0.539 | — | — | 200K | 200K |
| Stock Option Direct | Common Stock | 2.20 | — | — | 200K | 200K |
| Stock Option Direct | Common Stock | 0.385 | — | — | 50K | 50K |
| Stock Option Direct | Common Stock | 0.385 | — | — | 150K | 150K |
| Stock Option Direct | Common Stock | 1.10 | — | — | 50K | 50K |
| Total | 650K | 650K | ||||