LAWRENCE BRYAN H. received a stock award from CARBON ENERGY CORP

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

LAWRENCE BRYAN H.

Filed: 9/18/2018ACC: 0000899243-18-024686

InsiderLAWRENCE BRYAN H.CIK 1210010

→

IssuerCARBON ENERGY CORPCIK 86264

Director

Since Nov 2017

+54K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

2.01M acquired · 1.96M disposed

Non-Derivative Transactions3

Common stock, par value $0.01 per share

Indirect

M · Option Exercise

+432.05K

Price / share

—

Trade value

—

% of position

New position

11/1/2017

0.00→432.05K

Common stock, par value $0.01 per share

Indirect

M · Option Exercise

+1.53M

Price / share

—

Trade value

—

% of position

353.6%

2/1/2018

432.05K→1.96M

Common stock, par value $0.01 per share

Direct

A · Award

+4K

Price / share

—

Trade value

—

% of position

16.7%

4/5/2018

24K→28K

Total

Net shares

+1.96M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common stock, par value $0.01 per share Indirect	11/1/2017	M · Option Exercise	+432.05K	—	—	New position	0.00	432.05K
Common stock, par value $0.01 per share Indirect	2/1/2018	M · Option Exercise	+1.53M	—	—	353.6%	432.05K	1.96M
Common stock, par value $0.01 per share Direct	4/5/2018	A · Award	+4K	—	—	16.7%	24K	28K
Total			+1.96M		$0.00

Derivative Transactions3

Warrant

Indirect

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

432.05K shares

−432.05K

Strike price

Held after

0.00

Exercisable

—

11/1/2017

Warrant

Indirect

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

1.53M shares

−1.53M

Strike price

Held after

0.00

Exercisable

—

2/1/2018

Series B Convertible Preferred Stock, par value $0.01/share

Indirect

P · Purchase

Converts to

Common Stock, par value $0.01 per share

50K shares

+50K

Strike price

Held after

50K

Exercisable

—

4/6/2018

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Warrant Indirect	Common Stock, par value $0.01 per share432.05K shares	11/1/2017	M · Option Exercise	−432.05K	—	0.00
Warrant Indirect	Common Stock, par value $0.01 per share1.53M shares	2/1/2018	M · Option Exercise	−1.53M	—	0.00
Series B Convertible Preferred Stock, par value $0.01/share Indirect	Common Stock, par value $0.01 per share50K shares	4/6/2018	P · Purchase	+50K	—	50K

Non-Derivative Holdings (Post-Transaction)3

Common stock, par value $0.01 per share

Indirect

Shares owned896.91K

Common stock, par value $0.01 per share

Indirect

Shares owned896.91K

Common stock, par value $0.01 per share

Indirect

Shares owned1.11M

Total

2.90M indirect2.90M

Security Title	Shares Owned	Ownership Type
Common stock, par value $0.01 per share	896.91K	Indirect
Common stock, par value $0.01 per share	896.91K	Indirect
Common stock, par value $0.01 per share	1.11M	Indirect
Total	2.90M	2.90M indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported