Filed: 4/14/2022ACC: 0001593968-22-000867
Officer· Chief Financial Officer
Since Mar 2020
+37K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
37K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Option (right to buy)
Direct
Converts to
Ontrak, Inc. Common Stock
37K shares
Shares
+37K
Strike price
1.73
Held after
37K
Exercisable
—
4/12/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option (right to buy) Direct | Ontrak, Inc. Common Stock37K shares | 4/12/2022 | A · Award | +37K | 1.73 | — | 37K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned2.74K
Total
2.74K indirect2.74K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.74K | Indirect |
| Total | 2.74K | 2.74K indirect |
Derivative Holdings (Post-Transaction)2
Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
129.14K
Shares owned
129.14K
Exercise price
14.38
Expiration
—
Exercise window
—
Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
20.86K
Shares owned
20.86K
Exercise price
14.38
Expiration
—
Exercise window
—
Total
Underlying
150K
Owned
150K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Option (right to buy) Direct | Common Stock | 14.38 | — | — | 129.14K | 129.14K |
| Option (right to buy) Direct | Common Stock | 14.38 | — | — | 20.86K | 20.86K |
| Total | 150K | 150K | ||||