Filed: 4/22/2022ACC: 0001437749-22-009546
Officer· Chief Financial Officer
Since Mar 2020
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
150K acquired · 150K disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2
Option (right to buy)
Direct
Converts to
Ontrak, Inc. Common Stock
150K shares
Shares
+150K
Strike price
1.74
Held after
150K
Exercisable
—
4/20/2022
Option (right to buy)
Direct
Converts to
Ontrak, Inc. Common Stock
150K shares
Shares
−150K
Strike price
14.38
Held after
0.00
Exercisable
—
4/20/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option (right to buy) Direct | Ontrak, Inc. Common Stock150K shares | 4/20/2022 | A · Award | +150K | 1.74 | — | 150K |
| Option (right to buy) Direct | Ontrak, Inc. Common Stock150K shares | 4/20/2022 | D · Disposition | −150K | 14.38 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned2.74K
Total
2.74K indirect2.74K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.74K | Indirect |
| Total | 2.74K | 2.74K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported