LAVALLEE HEATHER H. (CEO, Wealth Solutions) exercised options at VOYA FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

LAVALLEE HEATHER H.

Filed: 2/20/2025ACC: 0001127602-25-005958

InsiderLAVALLEE HEATHER H.CIK 1851836

→

IssuerVOYA FINANCIAL, INC.CIK 1535929

Officer· CEO, Wealth Solutions

Since Mar 2021

+71.97K

Net shares

Net buyer

$1.39M

Total sold

Open market trades

0B · 0S

Total transactions

128.75K acquired · 56.78K disposed

Non-Derivative Transactions3

Common Stock

Direct

M · Option Exercise

+8.28K

Price / share

—

Trade value

—

% of position

27.7%

2/18/2025

29.92K→38.19K

Common Stock

Direct

M · Option Exercise

+30.13K

Price / share

—

Trade value

—

% of position

78.9%

2/18/2025

38.19K→68.32K

Common Stock

Direct

F · Tax Withholding

−18.38K

Price / share

$75.67

Trade value

$1.39M

% of position

26.9%

2/18/2025

68.32K→49.94K

Total

Net shares

+20.02K

Net value

-$1.39M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/18/2025	M · Option Exercise	+8.28K	—	—	27.7%	29.92K	38.19K
Common Stock Direct	2/18/2025	M · Option Exercise	+30.13K	—	—	78.9%	38.19K	68.32K
Common Stock Direct	2/18/2025	F · Tax Withholding	−18.38K	$75.67	$1.39M	26.9%	68.32K	49.94K
Total			+20.02K		-$1.39M

Derivative Transactions4

Performance Stock Unit

Direct

A · Award

Converts to

Common Stock

47.98K shares

+47.98K

Strike price

Held after

229.41K

Exercisable

—

2/18/2025

Performance Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

8.28K shares

−8.28K

Strike price

Held after

221.13K

Exercisable

—

2/18/2025

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

42.37K shares

+42.37K

Strike price

Held after

132.06K

Exercisable

—

2/18/2025

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

30.13K shares

−30.13K

Strike price

Held after

101.93K

Exercisable

—

2/18/2025

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Performance Stock Unit Direct	Common Stock47.98K shares	2/18/2025	A · Award	+47.98K	—	229.41K
Performance Stock Unit Direct	Common Stock8.28K shares	2/18/2025	M · Option Exercise	−8.28K	—	221.13K
Restricted Stock Units Direct	Common Stock42.37K shares	2/18/2025	A · Award	+42.37K	—	132.06K
Restricted Stock Units Direct	Common Stock30.13K shares	2/18/2025	M · Option Exercise	−30.13K	—	101.93K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Deferred Savings Plan Issuer Stock Units

Direct

Underlying security

Common Stock

Underlying shares

5.65K

Shares owned

5.65K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

5.65K

Owned

5.65K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Deferred Savings Plan Issuer Stock Units Direct	Common Stock		—	—	5.65K	5.65K
Total					5.65K	5.65K