LAURELES SAUL R. (Chief Legal Officer) sold 3.3% of their position (942.00 shares) of STEM, INC. on the open market
Open‑market sale worth $10.5K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 3/10/2026ACC: 0001672864-26-000010
Officer· Chief Legal Officer
Since May 2021
-942.00
Net shares
Net seller
$10.5K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
2.92K acquired · 3.86K disposed
Non-Derivative Transactions2
Common Stock, Par Value $0.0001 Per Share
Direct
Shares
+2.92K
Price / share
—
Trade value
—
% of position
11.4%
3/7/2026
25.48K→28.39K
Common Stock, Par Value $0.0001 Per Share
Direct
Shares
−942.00
Price / share
$11.12
Trade value
$10.48K
% of position
3.3%
3/10/2026
28.39K→27.45K
Total
Net shares
+1.97K
Net value
-$10.48K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share Direct | 3/7/2026 | M · Option Exercise | +2.92K | — | — | 11.4% | 25.48K | 28.39K |
| Common Stock, Par Value $0.0001 Per Share Direct | 3/10/2026 | S · Sale | −942.00 | $11.12 | $10.48K | 3.3% | 28.39K | 27.45K |
| Total | +1.97K | -$10.48K | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock, Par Value $0.0001 Per Share
2.92K shares
Shares
−2.92K
Strike price
Held after
2.92K
Exercisable
—
3/7/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock, Par Value $0.0001 Per Share2.92K shares | 3/7/2026 | M · Option Exercise | −2.92K | — | 2.92K |