LATERAL INVESTMENT MANAGEMENT, LLC

PrivateCIK: 1665167
Location

SAN MATEO, CA

LATERAL INVESTMENT MANAGEMENT, LLC reported 3 transactions at FTE NETWORKS, INC.

Review the transaction codes below to understand the nature of each event.

IssuerFTE NETWORKS, INC.CIK 1122063
10% Owner
Since Oct 2018
+6.19M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
6.19M acquired
Non-Derivative Transactions3

Common Stock

Indirect
J · J

Shares

+1.01M

Price / share

Trade value

% of position

238.8%
2/20/2019
421.20K1.43M

Common Stock

Indirect
J · J

Shares

+1.50M

Price / share

Trade value

% of position

55.7%
7/2/2019
2.69M4.19M

Common Stock

Indirect
J · J

Shares

+505.72K

Price / share

Trade value

% of position

30.5%
7/2/2019
1.66M2.17M
Total

Net shares

+3.01M

Net value

$0.00

Derivative Transactions1

Warrant (right to buy)

Indirect
J · J
Converts to

Common Stock

3.17M shares

Shares

+3.17M

Strike price

Held after

3.17M

Exercisable

7/2/2018
LATERAL INVESTMENT MANAGEMENT, LLC — Insider Transaction (Form 4) Filed Jul 5, 2019 | Finecho