LATERAL INVESTMENT MANAGEMENT, LLC reported 1 transaction at FTE NETWORKS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/5/2018ACC: 0000899243-18-028232
10% Owner
Since Oct 2018
+201.56K
Net shares
Net buyer
$561.4K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
295.12K acquired · 93.56K disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+93.56K
Price / share
$6.00
Trade value
$561.36K
% of position
32.7%
10/30/2018
286.43K→379.99K
Total
Net shares
+93.56K
Net value
$561.36K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 10/30/2018 | X · X | +93.56K | $6.00 | $561.36K | 32.7% | 286.43K | 379.99K |
| Total | +93.56K | $561.36K | ||||||
Derivative Transactions3
Warrant (right to buy)
Indirect
Converts to
Common Stock
93.56K shares
Shares
+93.56K
Strike price
6.00
Held after
93.56K
Exercisable
—
10/30/2018
Warrant (right to buy)
Indirect
Converts to
Common Stock
93.56K shares
Shares
−93.56K
Strike price
6.00
Held after
0.00
Exercisable
—
10/30/2018
Warrant (right to buy)
Indirect
Converts to
Common Stock
108K shares
Shares
+108K
Strike price
6.00
Held after
108K
Exercisable
—
10/30/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrant (right to buy) Indirect | Common Stock93.56K shares | 10/30/2018 | J · J | +93.56K | 6.00 | — | 93.56K |
| Warrant (right to buy) Indirect | Common Stock93.56K shares | 10/30/2018 | X · X | −93.56K | 6.00 | — | 0.00 |
| Warrant (right to buy) Indirect | Common Stock108K shares | 10/30/2018 | J · J | +108K | 6.00 | — | 108K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned414.64K
Total
414.64K indirect414.64K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 414.64K | Indirect |
| Total | 414.64K | 414.64K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported