LAPOINTE MICHAEL R (VP-Marketing) reported 3 transactions at RESEARCH FRONTIERS INC
Review the transaction codes below to understand the nature of each event.
Filed: 6/29/2020ACC: 0001493152-20-012194
Officer· VP-Marketing
Since Jun 2019
-4.56K
Net shares
Net seller
$13.6K
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
7.44K acquired · 12K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+3.20K
Price / share
$1.06
Trade value
$3.39K
% of position
9.0%
6/25/2020
35.69K→38.89K
Common Stock
Direct
Shares
+1.97K
Price / share
$1.83
Trade value
$3.60K
% of position
5.1%
6/25/2020
38.89K→40.85K
Common Stock
Direct
Shares
+2.28K
Price / share
$2.89
Trade value
$6.58K
% of position
5.6%
6/25/2020
40.85K→43.13K
Total
Net shares
+7.44K
Net value
$13.57K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/25/2020 | F · Tax Withholding | +3.20K | $1.06 | $3.39K | 9.0% | 35.69K | 38.89K |
| Common Stock Direct | 6/25/2020 | F · Tax Withholding | +1.97K | $1.83 | $3.60K | 5.1% | 38.89K | 40.85K |
| Common Stock Direct | 6/25/2020 | F · Tax Withholding | +2.28K | $2.89 | $6.58K | 5.6% | 40.85K | 43.13K |
| Total | +7.44K | $13.57K | ||||||
Derivative Transactions3
Stock Option (Right to buy)
Direct
Converts to
Common Stock
4K shares
Shares
−4K
Strike price
1.06
Held after
43.85K
Exercisable
—
6/25/2020
Stock Option (Right to buy)
Direct
Converts to
Common Stock
3K shares
Shares
−3K
Strike price
1.83
Held after
40.85K
Exercisable
—
6/25/2020
Stock Option (Right to buy)
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
2.89
Held after
35.85K
Exercisable
—
6/25/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy) Direct | Common Stock4K shares | 6/25/2020 | M · Option Exercise | −4K | 1.06 | — | 43.85K |
| Stock Option (Right to buy) Direct | Common Stock3K shares | 6/25/2020 | M · Option Exercise | −3K | 1.83 | — | 40.85K |
| Stock Option (Right to buy) Direct | Common Stock5K shares | 6/25/2020 | M · Option Exercise | −5K | 2.89 | — | 35.85K |