LANE THOMAS M exercised options at CHARTER FINANCIAL CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

LANE THOMAS M

Filed: 8/24/2018ACC: 0000899243-18-023240

InsiderLANE THOMAS MCIK 1241866

→

IssuerCHARTER FINANCIAL CORPCIK 1478726

Director

Since Aug 2018

-20.95K

Net shares

Net seller

$519.0K

Total sold

Open market trades

0B · 0S

Total transactions

51.25K acquired · 72.21K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+6.24K

Price / share

$8.18

Trade value

$51K

% of position

12.5%

8/21/2018

49.68K→55.92K

Common Stock

Direct

M · Option Exercise

+10.72K

Price / share

$8.82

Trade value

$94.59K

% of position

19.2%

8/21/2018

55.92K→66.64K

Common Stock

Direct

M · Option Exercise

+34.29K

Price / share

$10.89

Trade value

$373.44K

% of position

51.5%

8/21/2018

66.64K→100.94K

Common Stock

Direct

F · Tax Withholding

−20.95K

Price / share

$24.77

Trade value

$519.03K

% of position

20.8%

8/21/2018

100.94K→79.98K

Total

Net shares

+30.30K

Net value

$6.10

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/21/2018	M · Option Exercise	+6.24K	$8.18	$51K	12.5%	49.68K	55.92K
Common Stock Direct	8/21/2018	M · Option Exercise	+10.72K	$8.82	$94.59K	19.2%	55.92K	66.64K
Common Stock Direct	8/21/2018	M · Option Exercise	+34.29K	$10.89	$373.44K	51.5%	66.64K	100.94K
Common Stock Direct	8/21/2018	F · Tax Withholding	−20.95K	$24.77	$519.03K	20.8%	100.94K	79.98K
Total			+30.30K		$6.10

Derivative Transactions3

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

6.24K shares

−6.24K

Strike price

8.18

Held after

0.00

Exercisable

—

8/21/2018

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

10.72K shares

−10.72K

Strike price

8.82

Held after

0.00

Exercisable

—

8/21/2018

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

34.29K shares

−34.29K

Strike price

10.89

Held after

8.58K

Exercisable

—

8/21/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock6.24K shares	8/21/2018	M · Option Exercise	−6.24K	8.18	—	0.00
Stock Option Direct	Common Stock10.72K shares	8/21/2018	M · Option Exercise	−10.72K	8.82	—	0.00
Stock Option Direct	Common Stock34.29K shares	8/21/2018	M · Option Exercise	−34.29K	10.89	—	8.58K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned4.49K

Total

4.49K indirect4.49K

Security Title	Shares Owned	Ownership Type
Common Stock	4.49K	Indirect
Total	4.49K	4.49K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported