LANE ALAN J

PrivateCIK: 1232737

Location

TEMECULA, CA

LANE ALAN J (President and CEO) exercised options at SILVERGATE CAPITAL CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

LANE ALAN J

Filed: 11/22/2022ACC: 0001312109-22-000223

InsiderLANE ALAN JCIK 1232737

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

DirectorOfficer· President and CEO

Since Nov 2019

-1.38K

Net shares

Net seller

$34.2K

Total sold

0

Open market trades

0B · 0S

3

Total transactions

2.77K acquired · 4.15K disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

M · Option Exercise

Shares

+2.77K

Price / share

—

Trade value

—

% of position

New position

11/19/2022

0.00→2.77K

Class A Common Stock

Direct

F · Tax Withholding

Shares

−1.38K

Price / share

$24.90

Trade value

$34.24K

% of position

49.6%

11/19/2022

2.77K→1.40K

Total

Net shares

+1.40K

Net value

-$34.24K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	11/19/2022	M · Option Exercise	+2.77K	—	—	New position	0.00	2.77K
Class A Common Stock Direct	11/19/2022	F · Tax Withholding	−1.38K	$24.90	$34.24K	49.6%	2.77K	1.40K
Total			+1.40K		-$34.24K

Derivative Transactions1

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

2.77K shares

Shares

−2.77K

Strike price

Held after

2.77K

Exercisable

—

11/19/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock2.77K shares	11/19/2022	M · Option Exercise	−2.77K		—	2.77K

Non-Derivative Holdings (Post-Transaction)3

Class A Common Stock

Indirect

Shares owned88.27K

Class A Common Stock

Indirect

Shares owned153.94K

Class A Common Stock

Indirect

Shares owned1.76K

Total

243.97K indirect243.97K

Security Title	Shares Owned	Ownership Type
Class A Common Stock	88.27K	Indirect
Class A Common Stock	153.94K	Indirect
Class A Common Stock	1.76K	Indirect
Total	243.97K	243.97K indirect

Derivative Holdings (Post-Transaction)5

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

2.17K

Shares owned

3.25K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

7.84K

Shares owned

7.84K

Exercise price

127.56

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

13.81K

Shares owned

13.81K

Exercise price

110.84

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

5.98K

Shares owned

5.98K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

32.63K

Shares owned

32.63K

Exercise price

16.09

Expiration

—

Exercise window

—

Total

Underlying

62.42K

Owned

63.51K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Class A Common Stock		—	—	2.17K	3.25K
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	7.84K	7.84K
Non-Qualified Stock Options Direct	Class A Common Stock	110.84	—	—	13.81K	13.81K
Restricted Stock Units Direct	Class A Common Stock		—	—	5.98K	5.98K
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	32.63K	32.63K
Total					62.42K	63.51K

LANE ALAN J — Insider Transaction (Form 4) Filed Nov 22, 2022 | Finecho