LANE ALAN J

PrivateCIK: 1232737

Location

TEMECULA, CA

LANE ALAN J (President and CEO) sold 16.31K shares of SILVERGATE CAPITAL CORP on the open market

Open‑market sale worth $1.51M. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales

LANE ALAN J

Filed: 7/22/2022ACC: 0001312109-22-000160

InsiderLANE ALAN JCIK 1232737

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

DirectorOfficer· President and CEO

Since Nov 2019

-16.31K

Net shares

Net seller

$1.51M

Total sold

2

Open market trades

0B · 2S

4

Total transactions

16.31K acquired · 32.63K disposed

Non-Derivative Transactions3

Class A Common Stock

Direct

M · Option Exercise

Shares

+16.31K

Price / share

$16.09

Trade value

$262.49K

% of position

New position

7/21/2022

0.00→16.31K

Class A Common Stock

Direct

S · Sale

Shares

−7.10K

Price / share

$91.83

Trade value

$652.02K

% of position

43.5%

7/21/2022

16.31K→9.21K

Class A Common Stock

Direct

S · Sale

Shares

−9.21K

Price / share

$92.94

Trade value

$856.30K

% of position

New position

7/21/2022

9.21K→0.00

Total

Net shares

+0.00

Net value

-$1.25M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	7/21/2022	M · Option Exercise	+16.31K	$16.09	$262.49K	New position	0.00	16.31K
Class A Common Stock Direct	7/21/2022	S · Sale	−7.10K	$91.83	$652.02K	43.5%	16.31K	9.21K
Class A Common Stock Direct	7/21/2022	S · Sale	−9.21K	$92.94	$856.30K	New position	9.21K	0.00
Total			+0.00		-$1.25M

Derivative Transactions1

Non-Qualified Stock Options

Direct

M · Option Exercise

Converts to

Class A Common Stock

16.31K shares

Shares

−16.31K

Strike price

16.09

Held after

16.31K

Exercisable

—

7/21/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Non-Qualified Stock Options Direct	Class A Common Stock16.31K shares	7/21/2022	M · Option Exercise	−16.31K	16.09	—	16.31K

Non-Derivative Holdings (Post-Transaction)3

Class A Common Stock

Indirect

Shares owned142.83K

Class A Common Stock

Indirect

Shares owned1.76K

Class A Common Stock

Indirect

Shares owned88.27K

Total

232.86K indirect232.86K

Security Title	Shares Owned	Ownership Type
Class A Common Stock	142.83K	Indirect
Class A Common Stock	1.76K	Indirect
Class A Common Stock	88.27K	Indirect
Total	232.86K	232.86K indirect

Derivative Holdings (Post-Transaction)5

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

13.81K

Shares owned

13.81K

Exercise price

110.84

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

7.84K

Shares owned

7.84K

Exercise price

127.56

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

2.17K

Shares owned

2.17K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

5.98K

Shares owned

5.98K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

5.55K

Shares owned

5.55K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

35.34K

Owned

35.34K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Non-Qualified Stock Options Direct	Class A Common Stock	110.84	—	—	13.81K	13.81K
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	7.84K	7.84K
Restricted Stock Units Direct	Class A Common Stock		—	—	2.17K	2.17K
Restricted Stock Units Direct	Class A Common Stock		—	—	5.98K	5.98K
Restricted Stock Units Direct	Class A Common Stock		—	—	5.55K	5.55K
Total					35.34K	35.34K

LANE ALAN J — Insider Transaction (Form 4) Filed Jul 22, 2022 | Finecho