LANE ALAN J

PrivateCIK: 1232737

Location

TEMECULA, CA

LANE ALAN J (President and CEO) reported 2 transactions at SILVERGATE CAPITAL CORP

Review the transaction codes below to understand the nature of each event.

LANE ALAN J

Filed: 5/6/2022ACC: 0001312109-22-000108

InsiderLANE ALAN JCIK 1232737

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

DirectorOfficer· President and CEO

Since Nov 2019

0.00

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

709.00 acquired · 709.00 disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

J · J

Shares

−709.00

Price / share

—

Trade value

—

% of position

New position

5/6/2022

709.00→0.00

Class A Common Stock

Indirect

J · J

Shares

+709.00

Price / share

—

Trade value

—

% of position

0.5%

5/6/2022

142.12K→142.83K

Total

Net shares

+0.00

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	5/6/2022	J · J	−709.00	—	—	New position	709.00	0.00
Class A Common Stock Indirect	5/6/2022	J · J	+709.00	—	—	0.5%	142.12K	142.83K
Total			+0.00		$0.00

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)2

Class A Common Stock

Indirect

Shares owned88.27K

Class A Common Stock

Indirect

Shares owned1.76K

Total

90.03K indirect90.03K

Security Title	Shares Owned	Ownership Type
Class A Common Stock	88.27K	Indirect
Class A Common Stock	1.76K	Indirect
Total	90.03K	90.03K indirect

Derivative Holdings (Post-Transaction)6

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

5.98K

Shares owned

5.98K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

7.84K

Shares owned

7.84K

Exercise price

127.56

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

2.17K

Shares owned

2.17K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

32.63K

Shares owned

32.63K

Exercise price

16.09

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

5.55K

Shares owned

5.55K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

13.81K

Shares owned

13.81K

Exercise price

110.84

Expiration

—

Exercise window

—

Total

Underlying

67.97K

Owned

67.97K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Class A Common Stock		—	—	5.98K	5.98K
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	7.84K	7.84K
Restricted Stock Units Direct	Class A Common Stock		—	—	2.17K	2.17K
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	32.63K	32.63K
Restricted Stock Units Direct	Class A Common Stock		—	—	5.55K	5.55K
Non-Qualified Stock Options Direct	Class A Common Stock	110.84	—	—	13.81K	13.81K
Total					67.97K	67.97K

LANE ALAN J — Insider Transaction (Form 4) Filed May 6, 2022 | Finecho