LANE ALAN J

PrivateCIK: 1232737

Location

TEMECULA, CA

LANE ALAN J (President and CEO) received a stock award from SILVERGATE CAPITAL CORP

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

LANE ALAN J

Filed: 3/1/2022ACC: 0001312109-22-000063

InsiderLANE ALAN JCIK 1232737

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

DirectorOfficer· President and CEO

Since Nov 2019

+375.00

Net shares

Net buyer

$45.2K

Total acquired

0

Open market trades

0B · 0S

3

Total transactions

1.46K acquired · 1.08K disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

M · Option Exercise

Shares

+1.08K

Price / share

—

Trade value

—

% of position

New position

2/26/2022

0.00→1.08K

Class A Common Stock

Direct

A · Award

Shares

+375.00

Price / share

$120.49

Trade value

$45.18K

% of position

112.3%

2/26/2022

334.00→709.00

Total

Net shares

+1.46K

Net value

$45.18K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	2/26/2022	M · Option Exercise	+1.08K	—	—	New position	0.00	1.08K
Class A Common Stock Direct	2/26/2022	A · Award	+375.00	$120.49	$45.18K	112.3%	334.00	709.00
Total			+1.46K		$45.18K

Derivative Transactions1

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

1.08K shares

Shares

−1.08K

Strike price

Held after

2.17K

Exercisable

—

2/26/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock1.08K shares	2/26/2022	M · Option Exercise	−1.08K		—	2.17K

Non-Derivative Holdings (Post-Transaction)3

Class A Common Stock

Indirect

Shares owned142.12K

Class A Common Stock

Indirect

Shares owned1.76K

Class A Common Stock

Indirect

Shares owned88.27K

Total

232.15K indirect232.15K

Security Title	Shares Owned	Ownership Type
Class A Common Stock	142.12K	Indirect
Class A Common Stock	1.76K	Indirect
Class A Common Stock	88.27K	Indirect
Total	232.15K	232.15K indirect

Derivative Holdings (Post-Transaction)6

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

7.84K

Shares owned

7.84K

Exercise price

127.56

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

5.98K

Shares owned

5.98K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

13.81K

Shares owned

13.81K

Exercise price

110.84

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

3.25K

Shares owned

3.25K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

32.63K

Shares owned

32.63K

Exercise price

16.09

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

5.55K

Shares owned

5.55K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

69.05K

Owned

69.05K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	7.84K	7.84K
Restricted Stock Units Direct	Class A Common Stock		—	—	5.98K	5.98K
Non-Qualified Stock Options Direct	Class A Common Stock	110.84	—	—	13.81K	13.81K
Restricted Stock Units Direct	Class A Common Stock		—	—	3.25K	3.25K
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	32.63K	32.63K
Restricted Stock Units Direct	Class A Common Stock		—	—	5.55K	5.55K
Total					69.05K	69.05K

LANE ALAN J — Insider Transaction (Form 4) Filed Mar 1, 2022 | Finecho