LANE ALAN J (President and CEO) sold 93.6% of their position (161.25K shares) of SILVERGATE CAPITAL CORP on the open market

Open‑market sale worth $17.09M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 19 sales

LANE ALAN J

Filed: 6/10/2021ACC: 0001312109-21-000132

InsiderLANE ALAN JCIK 1232737

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

DirectorOfficer· President and CEO

Since Nov 2019

-161.25K

Net shares

Net seller

$17.09M

Total sold

Open market trades

0B · 19S

Total transactions

172.36K acquired · 333.61K disposed

Non-Derivative Transactions22

Class A Common Stock

Direct

M · Option Exercise

+75K

Price / share

$4.20

Trade value

$315K

% of position

New position

6/8/2021

0.00→75K

Class A Common Stock

Direct

S · Sale

−6.25K

Price / share

$101.82

Trade value

$636.30K

% of position

8.3%

6/8/2021

75K→68.75K

Class A Common Stock

Direct

S · Sale

−8.79K

Price / share

$103.33

Trade value

$908.12K

% of position

12.8%

6/8/2021

68.75K→59.96K

Class A Common Stock

Direct

S · Sale

−10.01K

Price / share

$103.72

Trade value

$1.04M

% of position

16.7%

6/8/2021

59.96K→49.96K

Class A Common Stock

Direct

S · Sale

−13.79K

Price / share

$105.24

Trade value

$1.45M

% of position

27.6%

6/8/2021

49.96K→36.16K

Class A Common Stock

Direct

S · Sale

−13.51K

Price / share

$105.94

Trade value

$1.43M

% of position

37.4%

6/8/2021

36.16K→22.65K

Class A Common Stock

Direct

S · Sale

−7.39K

Price / share

$107.12

Trade value

$791.74K

% of position

32.6%

6/8/2021

22.65K→15.26K

Class A Common Stock

Direct

S · Sale

−5.51K

Price / share

$108.00

Trade value

$595.39K

% of position

36.1%

6/8/2021

15.26K→9.75K

Class A Common Stock

Direct

S · Sale

−3.74K

Price / share

$109.05

Trade value

$407.64K

% of position

38.3%

6/8/2021

9.75K→6.01K

Class A Common Stock

Direct

S · Sale

−5.81K

Price / share

$109.90

Trade value

$638.65K

% of position

96.7%

6/8/2021

6.01K→200.00

Class A Common Stock

Direct

S · Sale

−200.00

Price / share

$110.57

Trade value

$22.11K

% of position

New position

6/8/2021

200.00→0.00

Class A Common Stock

Direct

M · Option Exercise

+75K

Price / share

$4.20

Trade value

$315K

% of position

New position

6/9/2021

0.00→75K

Class A Common Stock

Direct

S · Sale

−3.19K

Price / share

$103.25

Trade value

$329.89K

% of position

4.3%

6/9/2021

75K→71.81K

Class A Common Stock

Direct

S · Sale

−3.03K

Price / share

$103.95

Trade value

$315.39K

% of position

4.2%

6/9/2021

71.81K→68.77K

Class A Common Stock

Direct

S · Sale

−3.95K

Price / share

$105.73

Trade value

$417.94K

% of position

5.7%

6/9/2021

68.77K→64.82K

Class A Common Stock

Direct

S · Sale

−23.09K

Price / share

$106.45

Trade value

$2.46M

% of position

35.6%

6/9/2021

64.82K→41.73K

Class A Common Stock

Direct

S · Sale

−21.36K

Price / share

$107.56

Trade value

$2.30M

% of position

51.2%

6/9/2021

41.73K→20.38K

Class A Common Stock

Direct

S · Sale

−16.73K

Price / share

$108.45

Trade value

$1.81M

% of position

82.1%

6/9/2021

20.38K→3.65K

Class A Common Stock

Direct

S · Sale

−3.65K

Price / share

$109.19

Trade value

$398.44K

% of position

New position

6/9/2021

3.65K→0.00

Class A Common Stock

Direct

M · Option Exercise

+22.36K

Price / share

$4.20

Trade value

$93.92K

% of position

New position

6/10/2021

0.00→22.36K

Class A Common Stock

Direct

S · Sale

−7.12K

Price / share

$101.09

Trade value

$719.97K

% of position

31.8%

6/10/2021

22.36K→15.24K

Class A Common Stock

Direct

S · Sale

−4.13K

Price / share

$101.69

Trade value

$419.80K

% of position

27.1%

6/10/2021

15.24K→11.11K

Total

Net shares

+11.11K

Net value

-$16.37M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	6/8/2021	M · Option Exercise	+75K	$4.20	$315K	New position	0.00	75K
Class A Common Stock Direct	6/8/2021	S · Sale	−6.25K	$101.82	$636.30K	8.3%	75K	68.75K
Class A Common Stock Direct	6/8/2021	S · Sale	−8.79K	$103.33	$908.12K	12.8%	68.75K	59.96K
Class A Common Stock Direct	6/8/2021	S · Sale	−10.01K	$103.72	$1.04M	16.7%	59.96K	49.96K
Class A Common Stock Direct	6/8/2021	S · Sale	−13.79K	$105.24	$1.45M	27.6%	49.96K	36.16K
Class A Common Stock Direct	6/8/2021	S · Sale	−13.51K	$105.94	$1.43M	37.4%	36.16K	22.65K
Class A Common Stock Direct	6/8/2021	S · Sale	−7.39K	$107.12	$791.74K	32.6%	22.65K	15.26K
Class A Common Stock Direct	6/8/2021	S · Sale	−5.51K	$108.00	$595.39K	36.1%	15.26K	9.75K
Class A Common Stock Direct	6/8/2021	S · Sale	−3.74K	$109.05	$407.64K	38.3%	9.75K	6.01K
Class A Common Stock Direct	6/8/2021	S · Sale	−5.81K	$109.90	$638.65K	96.7%	6.01K	200.00
Class A Common Stock Direct	6/8/2021	S · Sale	−200.00	$110.57	$22.11K	New position	200.00	0.00
Class A Common Stock Direct	6/9/2021	M · Option Exercise	+75K	$4.20	$315K	New position	0.00	75K
Class A Common Stock Direct	6/9/2021	S · Sale	−3.19K	$103.25	$329.89K	4.3%	75K	71.81K
Class A Common Stock Direct	6/9/2021	S · Sale	−3.03K	$103.95	$315.39K	4.2%	71.81K	68.77K
Class A Common Stock Direct	6/9/2021	S · Sale	−3.95K	$105.73	$417.94K	5.7%	68.77K	64.82K
Class A Common Stock Direct	6/9/2021	S · Sale	−23.09K	$106.45	$2.46M	35.6%	64.82K	41.73K
Class A Common Stock Direct	6/9/2021	S · Sale	−21.36K	$107.56	$2.30M	51.2%	41.73K	20.38K
Class A Common Stock Direct	6/9/2021	S · Sale	−16.73K	$108.45	$1.81M	82.1%	20.38K	3.65K
Class A Common Stock Direct	6/9/2021	S · Sale	−3.65K	$109.19	$398.44K	New position	3.65K	0.00
Class A Common Stock Direct	6/10/2021	M · Option Exercise	+22.36K	$4.20	$93.92K	New position	0.00	22.36K
Class A Common Stock Direct	6/10/2021	S · Sale	−7.12K	$101.09	$719.97K	31.8%	22.36K	15.24K
Class A Common Stock Direct	6/10/2021	S · Sale	−4.13K	$101.69	$419.80K	27.1%	15.24K	11.11K
Total			+11.11K		-$16.37M

Derivative Transactions3

Non-Qualified Stock Options

Direct

M · Option Exercise

Converts to

Class A Common Stock

75K shares

−75K

Strike price

4.2

Held after

97.36K

Exercisable

—

6/8/2021

Non-Qualified Stock Options

Direct

M · Option Exercise

Converts to

Class A Common Stock

75K shares

−75K

Strike price

4.2

Held after

22.36K

Exercisable

—

6/9/2021

Non-Qualified Stock Options

Direct

M · Option Exercise

Converts to

Class A Common Stock

22.36K shares

−22.36K

Strike price

4.2

Held after

0.00

Exercisable

—

6/10/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Non-Qualified Stock Options Direct	Class A Common Stock75K shares	6/8/2021	M · Option Exercise	−75K	4.2	—	97.36K
Non-Qualified Stock Options Direct	Class A Common Stock75K shares	6/9/2021	M · Option Exercise	−75K	4.2	—	22.36K
Non-Qualified Stock Options Direct	Class A Common Stock22.36K shares	6/10/2021	M · Option Exercise	−22.36K	4.2	—	0.00

Non-Derivative Holdings (Post-Transaction)3

Class A Common Stock

Indirect

Shares owned88.27K

Class A Common Stock

Indirect

Shares owned140.72K

Class A Common Stock

Indirect

Shares owned1.76K

Total

230.75K indirect230.75K

Security Title	Shares Owned	Ownership Type
Class A Common Stock	88.27K	Indirect
Class A Common Stock	140.72K	Indirect
Class A Common Stock	1.76K	Indirect
Total	230.75K	230.75K indirect

Derivative Holdings (Post-Transaction)5

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

172.36K

Shares owned

0.00

Exercise price

4.2

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

32.63K

Shares owned

32.63K

Exercise price

16.09

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

8.32K

Shares owned

8.32K

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

7.84K

Shares owned

7.84K

Exercise price

127.56

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

3.25K

Shares owned

3.25K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

224.40K

Owned

52.04K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Non-Qualified Stock Options Direct	Class A Common Stock	4.2	—	—	172.36K	0.00
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	32.63K	32.63K
Restricted Stock Units Direct	Class A Common Stock		—	—	8.32K	8.32K
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	7.84K	7.84K
Restricted Stock Units Direct	Class A Common Stock		—	—	3.25K	3.25K
Total					224.40K	52.04K