LAMPEN RICHARD (President and CEO) sold 95.2% of their position (4K shares) of LADENBURG THALMANN FINANCIAL SERVICES INC. on the open market
Open‑market sale worth $100.5K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
8.00% Series A Cumulative Redeemable Preferred Stock
Shares
−4K
Price / share
$25.11
Trade value
$100.46K
% of position
Common Stock
Shares
−3.32M
Price / share
$3.50
Trade value
$11.64M
% of position
Common Stock
Shares
−83.33K
Price / share
$3.50
Trade value
$291.67K
% of position
Net shares
−3.41M
Net value
-$12.03M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| 8.00% Series A Cumulative Redeemable Preferred Stock Indirect | 2/12/2020 | S · Sale | −4K | $25.11 | $100.46K | 95.2% | 4.20K | 200.00 |
| Common Stock Direct | 2/14/2020 | D · Disposition | −3.32M | $3.50 | $11.64M | New position | 3.32M | 0.00 |
| Common Stock Indirect | 2/14/2020 | D · Disposition | −83.33K | $3.50 | $291.67K | New position | 83.33K | 0.00 |
| Total | −3.41M | -$12.03M | ||||||
Stock Option (Right to Buy)
Common Stock
600K shares
Shares
−600K
Strike price
1.28
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
600K shares
Shares
−600K
Strike price
2.80
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
300K shares
Shares
−300K
Strike price
1.40
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
400K shares
Shares
−400K
Strike price
3.25
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
200K shares
Shares
−200K
Strike price
4.25
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
200K shares
Shares
−200K
Strike price
2.65
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock600K shares | 2/14/2020 | D · Disposition | −600K | 1.28 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock600K shares | 2/14/2020 | D · Disposition | −600K | 2.80 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock300K shares | 2/14/2020 | D · Disposition | −300K | 1.40 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock400K shares | 2/14/2020 | D · Disposition | −400K | 3.25 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock200K shares | 2/14/2020 | D · Disposition | −200K | 4.25 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock200K shares | 2/14/2020 | D · Disposition | −200K | 2.65 | — | 0.00 |