LAMPEN RICHARD

PrivateCIK: 1047092
Location

MIAMI, FL

LAMPEN RICHARD (President and CEO) reported 2 transactions at CASTLE BRANDS INC

Review the transaction codes below to understand the nature of each event.

InsiderLAMPEN RICHARDCIK 1047092
IssuerCASTLE BRANDS INCCIK 1311538
DirectorOfficer· President and CEO
Since Jul 2018
-7.21M
Net shares
Net seller
$4.84M
Total sold
0
Open market trades
0B · 0S
9
Total transactions
7.21M disposed
Non-Derivative Transactions2

Common Stock

Direct
U · U

Shares

2.80M

Price / share

$1.27

Trade value

$3.55M

% of position

New position
10/8/2019
2.80M0.00

Common Stock

Indirect
U · U

Shares

1.02M

Price / share

$1.27

Trade value

$1.29M

% of position

New position
10/8/2019
1.02M0.00
Total

Net shares

3.81M

Net value

-$4.84M

Derivative Transactions7

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

300K shares

Shares

300K

Strike price

0.35

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

500K shares

Shares

500K

Strike price

0.33

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

500K shares

Shares

500K

Strike price

0.31

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

500K shares

Shares

500K

Strike price

0.38

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

500K shares

Shares

500K

Strike price

1.00

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

500K shares

Shares

500K

Strike price

1.67

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

600K shares

Shares

600K

Strike price

0.90

Held after

0.00

Exercisable

10/8/2019
LAMPEN RICHARD — Insider Transaction (Form 4) Filed Oct 9, 2019 | Finecho