LAMPEN RICHARD

PrivateCIK: 1047092
Location

MIAMI, FL

LAMPEN RICHARD (President and CEO) reported 2 transactions at CASTLE BRANDS INC

Review the transaction codes below to understand the nature of each event.

InsiderLAMPEN RICHARDCIK 1047092
→
IssuerCASTLE BRANDS INCCIK 1311538
DirectorOfficer· President and CEO
Since Jul 2018
-7.21M
Net shares
Net seller
$4.84M
Total sold
0
Open market trades
0B · 0S
9
Total transactions
7.21M disposed
Non-Derivative Transactions2

Common Stock

Direct
U · U

Shares

−2.80M

Price / share

$1.27

Trade value

$3.55M

% of position

New position
10/8/2019
2.80M→0.00

Common Stock

Indirect
U · U

Shares

−1.02M

Price / share

$1.27

Trade value

$1.29M

% of position

New position
10/8/2019
1.02M→0.00
Total

Net shares

−3.81M

Net value

-$4.84M

Derivative Transactions7

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

300K shares

Shares

−300K

Strike price

0.35

Held after

0.00

Exercisable

—

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

500K shares

Shares

−500K

Strike price

0.33

Held after

0.00

Exercisable

—

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

500K shares

Shares

−500K

Strike price

0.31

Held after

0.00

Exercisable

—

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

500K shares

Shares

−500K

Strike price

0.38

Held after

0.00

Exercisable

—

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

500K shares

Shares

−500K

Strike price

1.00

Held after

0.00

Exercisable

—

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

500K shares

Shares

−500K

Strike price

1.67

Held after

0.00

Exercisable

—

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

600K shares

Shares

−600K

Strike price

0.90

Held after

0.00

Exercisable

—

10/8/2019