LAKE RYAN DAVID (Chief Financial Officer) received a stock award from BAUDAX BIO, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 2 awards
Filed: 1/20/2021ACC: 0001192482-21-000067
DirectorOfficer· Chief Financial Officer
Since Nov 2019
+81.42K
Net shares
Net buyer
$34.7K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
108.08K acquired · 26.66K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+5K
Price / share
—
Trade value
—
% of position
7.1%
1/15/2021
70.91K→75.91K
Common Stock
Direct
Shares
+20K
Price / share
—
Trade value
—
% of position
26.3%
1/15/2021
75.91K→95.91K
Common Stock
Direct
Shares
−26.66K
Price / share
$1.30
Trade value
$34.66K
% of position
27.8%
1/15/2021
95.91K→69.25K
Total
Net shares
−1.66K
Net value
-$34.66K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/15/2021 | A · Award | +5K | — | — | 7.1% | 70.91K | 75.91K |
| Common Stock Direct | 1/15/2021 | A · Award | +20K | — | — | 26.3% | 75.91K | 95.91K |
| Common Stock Direct | 1/15/2021 | F · Tax Withholding | −26.66K | $1.30 | $34.66K | 27.8% | 95.91K | 69.25K |
| Total | −1.66K | -$34.66K | ||||||
Derivative Transactions2
Stock Option (right to buy)
Direct
Converts to
Common Stock
23.08K shares
Shares
+23.08K
Strike price
1.3
Held after
23.08K
Exercisable
—
1/15/2021
Stock Option (right to buy)
Direct
Converts to
Common Stock
60K shares
Shares
+60K
Strike price
1.3
Held after
60K
Exercisable
—
1/15/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock23.08K shares | 1/15/2021 | A · Award | +23.08K | 1.3 | — | 23.08K |
| Stock Option (right to buy) Direct | Common Stock60K shares | 1/15/2021 | A · Award | +60K | 1.3 | — | 60K |