LACEY ROGER HD exercised options at SUNATION ENERGY, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 8 exercises

LACEY ROGER HD

Filed: 8/4/2021ACC: 0001615594-21-000087

InsiderLACEY ROGER HDCIK 1469238

→

IssuerSUNATION ENERGY, INC.CIK 22701

Director

Since Dec 2018

-211K

Net shares

Net seller

$1.53M

Total sold

Open market trades

0B · 0S

Total transactions

272.41K acquired · 483.41K disposed

Non-Derivative Transactions16

Common Stock

Direct

M · Option Exercise

+41.25K

Price / share

$6.85

Trade value

$282.56K

% of position

40.9%

8/2/2021

100.75K→142K

Common Stock

Direct

F · Tax Withholding

−40.44K

Price / share

$7.15

Trade value

$289.17K

% of position

28.5%

8/2/2021

142K→101.55K

Common Stock

Direct

M · Option Exercise

+56.25K

Price / share

$4.40

Trade value

$247.50K

% of position

55.4%

8/2/2021

101.55K→157.80K

Common Stock

Direct

F · Tax Withholding

−46.18K

Price / share

$7.15

Trade value

$330.16K

% of position

29.3%

8/2/2021

157.80K→111.63K

Common Stock

Direct

M · Option Exercise

+61.88K

Price / share

$3.61

Trade value

$223.37K

% of position

55.4%

8/2/2021

111.63K→173.50K

Common Stock

Direct

F · Tax Withholding

−47.61K

Price / share

$7.15

Trade value

$340.41K

% of position

27.4%

8/2/2021

173.50K→125.89K

Common Stock

Direct

M · Option Exercise

+50K

Price / share

$2.55

Trade value

$127.50K

% of position

39.7%

8/2/2021

125.89K→175.89K

Common Stock

Direct

F · Tax Withholding

−35.01K

Price / share

$7.15

Trade value

$250.29K

% of position

19.9%

8/2/2021

175.89K→140.88K

Common Stock

Direct

M · Option Exercise

+7.50K

Price / share

$2.64

Trade value

$19.80K

% of position

5.3%

8/2/2021

140.88K→148.38K

Common Stock

Direct

F · Tax Withholding

−5.30K

Price / share

$7.15

Trade value

$37.87K

% of position

3.6%

8/2/2021

148.38K→143.09K

Common Stock

Direct

M · Option Exercise

+35.09K

Price / share

$5.39

Trade value

$189.16K

% of position

24.5%

8/2/2021

143.09K→178.18K

Common Stock

Direct

F · Tax Withholding

−31.07K

Price / share

$7.15

Trade value

$222.16K

% of position

17.4%

8/2/2021

178.18K→147.11K

Common Stock

Direct

M · Option Exercise

+4.58K

Price / share

$7.15

Trade value

$32.74K

% of position

3.1%

8/2/2021

147.11K→151.69K

Common Stock

Direct

F · Tax Withholding

−1.94K

Price / share

$7.15

Trade value

$13.88K

% of position

1.3%

8/2/2021

151.69K→149.75K

Common Stock

Direct

M · Option Exercise

+15.87K

Price / share

$7.15

Trade value

$113.43K

% of position

10.6%

8/2/2021

149.75K→165.61K

Common Stock

Direct

F · Tax Withholding

−6.72K

Price / share

$7.15

Trade value

$48.07K

% of position

4.1%

8/2/2021

165.61K→158.89K

Total

Net shares

+58.15K

Net value

-$295.96K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/2/2021	M · Option Exercise	+41.25K	$6.85	$282.56K	40.9%	100.75K	142K
Common Stock Direct	8/2/2021	F · Tax Withholding	−40.44K	$7.15	$289.17K	28.5%	142K	101.55K
Common Stock Direct	8/2/2021	M · Option Exercise	+56.25K	$4.40	$247.50K	55.4%	101.55K	157.80K
Common Stock Direct	8/2/2021	F · Tax Withholding	−46.18K	$7.15	$330.16K	29.3%	157.80K	111.63K
Common Stock Direct	8/2/2021	M · Option Exercise	+61.88K	$3.61	$223.37K	55.4%	111.63K	173.50K
Common Stock Direct	8/2/2021	F · Tax Withholding	−47.61K	$7.15	$340.41K	27.4%	173.50K	125.89K
Common Stock Direct	8/2/2021	M · Option Exercise	+50K	$2.55	$127.50K	39.7%	125.89K	175.89K
Common Stock Direct	8/2/2021	F · Tax Withholding	−35.01K	$7.15	$250.29K	19.9%	175.89K	140.88K
Common Stock Direct	8/2/2021	M · Option Exercise	+7.50K	$2.64	$19.80K	5.3%	140.88K	148.38K
Common Stock Direct	8/2/2021	F · Tax Withholding	−5.30K	$7.15	$37.87K	3.6%	148.38K	143.09K
Common Stock Direct	8/2/2021	M · Option Exercise	+35.09K	$5.39	$189.16K	24.5%	143.09K	178.18K
Common Stock Direct	8/2/2021	F · Tax Withholding	−31.07K	$7.15	$222.16K	17.4%	178.18K	147.11K
Common Stock Direct	8/2/2021	M · Option Exercise	+4.58K	$7.15	$32.74K	3.1%	147.11K	151.69K
Common Stock Direct	8/2/2021	F · Tax Withholding	−1.94K	$7.15	$13.88K	1.3%	151.69K	149.75K
Common Stock Direct	8/2/2021	M · Option Exercise	+15.87K	$7.15	$113.43K	10.6%	149.75K	165.61K
Common Stock Direct	8/2/2021	F · Tax Withholding	−6.72K	$7.15	$48.07K	4.1%	165.61K	158.89K
Total			+58.15K		-$295.96K

Derivative Transactions11

Stock Option (Right-to-Buy)

Direct

J · J

Converts to

Common Stock

22.66K shares

−22.66K

Strike price

11.65

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

J · J

Converts to

Common Stock

6.10K shares

−6.10K

Strike price

11.09

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

J · J

Converts to

Common Stock

18.85K shares

−18.85K

Strike price

11.09

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

J · J

Converts to

Common Stock

25.05K shares

−25.05K

Strike price

11.05

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

M · Option Exercise

Converts to

Common Stock

16.67K shares

−16.67K

Strike price

7.34

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

M · Option Exercise

Converts to

Common Stock

41.25 shares

−41.25K

Strike price

6.85

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

M · Option Exercise

Converts to

Common Stock

15.46K shares

−15.46K

Strike price

4.4

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

M · Option Exercise

Converts to

Common Stock

40.79K shares

−40.79K

Strike price

4.4

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

M · Option Exercise

Converts to

Common Stock

61.88K shares

−61.88K

Strike price

3.61

Held after

0.00

Exercisable

—

8/2/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

4.58K shares

−4.58K

Strike price

7.15

Held after

0.00

Exercisable

—

8/2/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

15.87K shares

−15.87K

Strike price

7.15

Held after

0.00

Exercisable

—

8/2/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Stock Option (Right-to-Buy) Direct	Common Stock22.66K shares	8/2/2021	J · J	−22.66K	11.65	—
Stock Option (Right-to-Buy) Direct	Common Stock6.10K shares	8/2/2021	J · J	−6.10K	11.09	—
Stock Option (Right-to-Buy) Direct	Common Stock18.85K shares	8/2/2021	J · J	−18.85K	11.09	—
Stock Option (Right-to-Buy) Direct	Common Stock25.05K shares	8/2/2021	J · J	−25.05K	11.05	—
Stock Option (Right-to-Buy) Direct	Common Stock16.67K shares	8/2/2021	M · Option Exercise	−16.67K	7.34	—
Stock Option (Right-to-Buy) Direct	Common Stock41.25 shares	8/2/2021	M · Option Exercise	−41.25K	6.85	—
Stock Option (Right-to-Buy) Direct	Common Stock15.46K shares	8/2/2021	M · Option Exercise	−15.46K	4.4	—
Stock Option (Right-to-Buy) Direct	Common Stock40.79K shares	8/2/2021	M · Option Exercise	−40.79K	4.4	—
Stock Option (Right-to-Buy) Direct	Common Stock61.88K shares	8/2/2021	M · Option Exercise	−61.88K	3.61	—
Restricted Stock Units Direct	Common Stock4.58K shares	8/2/2021	M · Option Exercise	−4.58K	7.15	—
Restricted Stock Units Direct	Common Stock15.87K shares	8/2/2021	M · Option Exercise	−15.87K	7.15	—

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned9.63K

Total

9.63K indirect9.63K

Security Title	Shares Owned	Ownership Type
Common Stock	9.63K	Indirect
Total	9.63K	9.63K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported