LA ROSA JOSEPH enters LA ROSA HOLDINGS CORP. with 5.40M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 10/4/2023ACC: 0001575872-23-001564
DirectorOfficer10% Owner· President, CEO, and Chairman
Since Oct 2023
5.40M
Baseline shares
100% direct
5.40M
Direct ownership
3 positions
50K
Derivative underlying
1 instrument
3
Security positions
All direct
Non-Derivative Holdings3
Series A Convertible Preferred Stock
DirectShares owned1.32K
Common Stock
DirectShares owned5.40M
Series X Super Voting Preferred Stock
DirectShares owned2K
Total
5.40M direct5.40M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Series A Convertible Preferred Stock | 1.32K | Direct |
| Common Stock | 5.40M | Direct |
| Series X Super Voting Preferred Stock | 2K | Direct |
| Total | 5.40M | 5.40M direct |
Derivative Holdings1
Warrant to Purchase Common Stock
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
N/A
Exercise price
5.00
Expiration
—
Exercise window
—
Total
Underlying
50K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant to Purchase Common Stock Direct | Common Stock | 5.00 | — | — | 50K | N/A |
| Total | 50K | 0.00 | ||||