KREIS LESLIE W. enters AZITRA, INC. with 669.32K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Indirect Derivatives

KREIS LESLIE W.

Filed: 6/15/2023ACC: 0001104659-23-071701

InsiderKREIS LESLIE W.CIK 1813316

→

IssuerAZITRA, INC.CIK 1701478

10% Owner

Since Jun 2023

669.32K

Baseline shares

0.00

Direct ownership

0 positions

3.87M

Derivative underlying

22 instruments

Security positions

669.32K indirect

Non-Derivative Holdings3

Convertible Notes

Indirect

Shares owned77.95K

Convertible Notes

Indirect

Shares owned82.22K

Convertible Notes

Indirect

Shares owned509.14K

Total

669.32K indirect669.32K

Security Title	Shares Owned	Ownership Type
Convertible Notes	77.95K	Indirect
Convertible Notes	82.22K	Indirect
Convertible Notes	509.14K	Indirect
Total	669.32K	669.32K indirect

Derivative Holdings22

Series A-1 Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

232.91K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series B Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

52.08K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Warrants (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

13.09K

Shares owned

N/A

Exercise price

0.48

Expiration

—

Exercise window

—

Series A-1 Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

397.60K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series A Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

799.47K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Warrants (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

4.01K

Shares owned

N/A

Exercise price

0.48

Expiration

—

Exercise window

—

Series B Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

22.80K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series A-1 Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

412.39K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series B Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

170.27K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series A-1 Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

101.84K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series A Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

467.61K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series B Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

123.72K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Warrants (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

1.75K

Shares owned

N/A

Exercise price

0.48

Expiration

—

Exercise window

—

Series B Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

130.50K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Warrants (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

3.52K

Shares owned

N/A

Exercise price

5.28

Expiration

—

Exercise window

—

Series B Convertible Preferred Stock

Indirect

Underlying security

Common Stock

Underlying shares

808.06K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Warrants (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

8.05K

Shares owned

N/A

Exercise price

5.28

Expiration

—

Exercise window

—

Warrants (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

34.85K

Shares owned

N/A

Exercise price

5.28

Expiration

—

Exercise window

—

Warrants (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

4.66K

Shares owned

N/A

Exercise price

5.28

Expiration

—

Exercise window

—

Warrants (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

39.76K

Shares owned

N/A

Exercise price

5.28

Expiration

—

Exercise window

—

Warrants (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

10.66K

Shares owned

N/A

Exercise price

5.28

Expiration

—

Exercise window

—

Warrants (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

26.30K

Shares owned

N/A

Exercise price

5.28

Expiration

—

Exercise window

—

Total

Underlying

3.87M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Series A-1 Convertible Preferred Stock Indirect	Common Stock		—	—	232.91K	N/A
Series B Convertible Preferred Stock Indirect	Common Stock		—	—	52.08K	N/A
Warrants (Right to Buy) Indirect	Common Stock	0.48	—	—	13.09K	N/A
Series A-1 Convertible Preferred Stock Indirect	Common Stock		—	—	397.60K	N/A
Series A Convertible Preferred Stock Indirect	Common Stock		—	—	799.47K	N/A
Warrants (Right to Buy) Indirect	Common Stock	0.48	—	—	4.01K	N/A
Series B Convertible Preferred Stock Indirect	Common Stock		—	—	22.80K	N/A
Series A-1 Convertible Preferred Stock Indirect	Common Stock		—	—	412.39K	N/A
Series B Convertible Preferred Stock Indirect	Common Stock		—	—	170.27K	N/A
Series A-1 Convertible Preferred Stock Indirect	Common Stock		—	—	101.84K	N/A
Series A Convertible Preferred Stock Indirect	Common Stock		—	—	467.61K	N/A
Series B Convertible Preferred Stock Indirect	Common Stock		—	—	123.72K	N/A
Warrants (Right to Buy) Indirect	Common Stock	0.48	—	—	1.75K	N/A
Series B Convertible Preferred Stock Indirect	Common Stock		—	—	130.50K	N/A
Warrants (Right to Buy) Indirect	Common Stock	5.28	—	—	3.52K	N/A
Series B Convertible Preferred Stock Indirect	Common Stock		—	—	808.06K	N/A
Warrants (Right to Buy) Indirect	Common Stock	5.28	—	—	8.05K	N/A
Warrants (Right to Buy) Indirect	Common Stock	5.28	—	—	34.85K	N/A
Warrants (Right to Buy) Indirect	Common Stock	5.28	—	—	4.66K	N/A
Warrants (Right to Buy) Indirect	Common Stock	5.28	—	—	39.76K	N/A
Warrants (Right to Buy) Indirect	Common Stock	5.28	—	—	10.66K	N/A
Warrants (Right to Buy) Indirect	Common Stock	5.28	—	—	26.30K	N/A
Total					3.87M	0.00