KRATZ DOUGLAS M reported 1 transaction at TRIUMPH FINANCIAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 10/30/2018ACC: 0001209191-18-056530
+120.73K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
141.06K acquired · 20.32K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+141.06K
Price / share
—
Trade value
—
% of position
93.2%
10/26/2018
151.31K→292.36K
Total
Net shares
+141.06K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/26/2018 | C · Conversion | +141.06K | — | — | 93.2% | 151.31K | 292.36K |
| Total | +141.06K | $0.00 | ||||||
Derivative Transactions1
Series B Preferred Stock
Direct
Converts to
Common Stock
141.06K shares
Shares
−20.32K
Strike price
Held after
0.00
Exercisable
—
10/26/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series B Preferred Stock Direct | Common Stock141.06K shares | 10/26/2018 | C · Conversion | −20.32K | — | 0.00 |