KOWALCHUK BROCK enters KASPIEN HOLDINGS INC. with 5.50K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 4/14/2022ACC: 0001179110-22-002654
Officer· Interim Chief Executive Office
Since Mar 2022
5.50K
Baseline shares
100% direct
5.50K
Direct ownership
1 position
8.50K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned5.50K
Total
5.50K direct5.50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 5.50K | Direct |
| Total | 5.50K | 5.50K direct |
Derivative Holdings1
Employee Stock Options (Right to Buy)
DirectUnderlying security
Common stock
Underlying shares
8.50K
Shares owned
N/A
Exercise price
7.12
Expiration
—
Exercise window
—
Total
Underlying
8.50K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) Direct | Common stock | 7.12 | — | — | 8.50K | N/A |
| Total | 8.50K | 0.00 | ||||