KORNFELD RICHARD exercised options at RESONANT INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 6/8/2018ACC: 0001367632-18-000001
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
17.59K acquired · 17.59K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+11.63K
Price / share
—
Trade value
—
% of position
18.6%
6/6/2018
62.56K→74.19K
Common Stock
Direct
Shares
+5.97K
Price / share
—
Trade value
—
% of position
8.0%
6/7/2018
74.19K→80.16K
Total
Net shares
+17.59K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/6/2018 | M · Option Exercise | +11.63K | — | — | 18.6% | 62.56K | 74.19K |
| Common Stock Direct | 6/7/2018 | M · Option Exercise | +5.97K | — | — | 8.0% | 74.19K | 80.16K |
| Total | +17.59K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
11.63K shares
Shares
−11.63K
Strike price
Held after
0.00
Exercisable
—
6/6/2018
Restricted Stock Units
Direct
Converts to
Common Stock
5.97K shares
Shares
−5.97K
Strike price
Held after
0.00
Exercisable
—
6/7/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock11.63K shares | 6/6/2018 | M · Option Exercise | −11.63K | — | 0.00 | |
| Restricted Stock Units Direct | Common Stock5.97K shares | 6/7/2018 | M · Option Exercise | −5.97K | — | 0.00 |