KOOPMANS MENNO

PrivateCIK: 1697586

Location

SANTA ANA, CA

KOOPMANS MENNO (Managing Director, EMEA) exercised options at UNIVERSAL ELECTRONICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

KOOPMANS MENNO

Filed: 2/14/2023ACC: 0001209191-23-009403

InsiderKOOPMANS MENNOCIK 1697586

→

IssuerUNIVERSAL ELECTRONICS INCCIK 101984

Officer· Managing Director, EMEA

Since Aug 2018

-908.00

Net shares

Net seller

$22.2K

Total sold

0

Open market trades

0B · 0S

9

Total transactions

1.93K acquired · 2.83K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

Shares

+1.45K

Price / share

—

Trade value

—

% of position

14.7%

2/10/2023

9.86K→11.31K

Common Stock

Direct

F · Tax Withholding

Shares

−682.00

Price / share

$24.41

Trade value

$16.64K

% of position

6.0%

2/10/2023

11.31K→10.63K

Common Stock

Direct

M · Option Exercise

Shares

+210.00

Price / share

—

Trade value

—

% of position

2.0%

2/11/2023

10.63K→10.84K

Common Stock

Direct

F · Tax Withholding

Shares

−99.00

Price / share

$24.41

Trade value

$2.42K

% of position

0.9%

2/11/2023

10.84K→10.74K

Common Stock

Direct

M · Option Exercise

Shares

+270.00

Price / share

—

Trade value

—

% of position

2.5%

2/12/2023

10.74K→11.01K

Common Stock

Direct

F · Tax Withholding

Shares

−127.00

Price / share

$24.41

Trade value

$3.10K

% of position

1.2%

2/12/2023

11.01K→10.88K

Total

Net shares

+1.02K

Net value

-$22.16K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/10/2023	M · Option Exercise	+1.45K	—	—	14.7%	9.86K	11.31K
Common Stock Direct	2/10/2023	F · Tax Withholding	−682.00	$24.41	$16.64K	6.0%	11.31K	10.63K
Common Stock Direct	2/11/2023	M · Option Exercise	+210.00	—	—	2.0%	10.63K	10.84K
Common Stock Direct	2/11/2023	F · Tax Withholding	−99.00	$24.41	$2.42K	0.9%	10.84K	10.74K
Common Stock Direct	2/12/2023	M · Option Exercise	+270.00	—	—	2.5%	10.74K	11.01K
Common Stock Direct	2/12/2023	F · Tax Withholding	−127.00	$24.41	$3.10K	1.2%	11.01K	10.88K
Total			+1.02K		-$22.16K

Derivative Transactions3

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.45K shares

Shares

−1.45K

Strike price

Held after

13.19K

Exercisable

—

2/10/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

210.00 shares

Shares

−210.00

Strike price

Held after

12.98K

Exercisable

—

2/11/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

270.00 shares

Shares

−270.00

Strike price

Held after

12.71K

Exercisable

—

2/12/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock1.45K shares	2/10/2023	M · Option Exercise	−1.45K		—	13.19K
Restricted Stock Units Direct	Common Stock210.00 shares	2/11/2023	M · Option Exercise	−210.00		—	12.98K
Restricted Stock Units Direct	Common Stock270.00 shares	2/12/2023	M · Option Exercise	−270.00		—	12.71K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Employee Stock Options (Rt. To Buy)

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

64K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

0.00

Owned

64K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Options (Rt. To Buy) Direct	Common Stock		—	—	0.00	64K
Total					0.00	64K

KOOPMANS MENNO — Insider Transaction (Form 4) Filed Feb 14, 2023 | Finecho