KOOPMANS MENNO (Managing Director, EMEA) exercised options at UNIVERSAL ELECTRONICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

KOOPMANS MENNO

Filed: 11/14/2022ACC: 0001209191-22-056697

InsiderKOOPMANS MENNOCIK 1697586

→

IssuerUNIVERSAL ELECTRONICS INCCIK 101984

Officer· Managing Director, EMEA

Since Aug 2018

-210.00

Net shares

Net seller

$4.6K

Total sold

Open market trades

0B · 0S

Total transactions

482.00 acquired · 692.00 disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+211.00

Price / share

—

Trade value

—

% of position

2.2%

11/11/2022

9.59K→9.80K

Common Stock

Direct

F · Tax Withholding

−92.00

Price / share

$21.89

Trade value

$2.01K

% of position

0.9%

11/11/2022

9.80K→9.71K

Common Stock

Direct

M · Option Exercise

+271.00

Price / share

—

Trade value

—

% of position

2.8%

11/12/2022

9.71K→9.98K

Common Stock

Direct

F · Tax Withholding

−118.00

Price / share

$21.89

Trade value

$2.58K

% of position

1.2%

11/12/2022

9.98K→9.86K

Total

Net shares

+272.00

Net value

-$4.60K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/11/2022	M · Option Exercise	+211.00	—	—	2.2%	9.59K	9.80K
Common Stock Direct	11/11/2022	F · Tax Withholding	−92.00	$21.89	$2.01K	0.9%	9.80K	9.71K
Common Stock Direct	11/12/2022	M · Option Exercise	+271.00	—	—	2.8%	9.71K	9.98K
Common Stock Direct	11/12/2022	F · Tax Withholding	−118.00	$21.89	$2.58K	1.2%	9.98K	9.86K
Total			+272.00		-$4.60K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

211.00 shares

−211.00

Strike price

Held after

6.83K

Exercisable

—

11/11/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

271.00 shares

−271.00

Strike price

Held after

6.56K

Exercisable

—

11/12/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock211.00 shares	11/11/2022	M · Option Exercise	−211.00		—	6.83K
Restricted Stock Units Direct	Common Stock271.00 shares	11/12/2022	M · Option Exercise	−271.00		—	6.56K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Employee Stock Options (Rt. To Buy)

Direct

Underlying security

Common Stock

Underlying shares

0.00

Shares owned

45.54K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

0.00

Owned

45.54K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Options (Rt. To Buy) Direct	Common Stock		—	—	0.00	45.54K
Total					0.00	45.54K